Key facts
- This page summarizes H. Michael Schwartz's Form 4 filing for SmartStop Self Storage REIT, Inc. (SMA).
- 1 reported transaction and 5 derivative rows are listed below.
- Accepted by SEC: 04 Apr 2025, 18:29.
H. Michael Schwartz - 03 Apr 2025 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (SMA)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- SMA
- Reported as of
- 03 Apr 2025
- Net transaction value
- +$540,000
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2025, 18:29:22 UTC
- Prior SEC filing
- 17 Mar 2025
- Next SEC filing
- 18 Nov 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ H. Michael Schwartz
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
H. Michael Schwartz filed Form 4 for SmartStop Self Storage REIT, Inc. (SMA) on 04 Apr 2025.
Change
- Previous filing in this sequence was filed on 17 Mar 2025.
- Current net transaction value: +$540,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMA
transaction
Common Stock
Purchase
- Transaction value
- $540,000
- Shares
- +18,000
- Change %
- Price
- $30.00
- Shares after
- 18,000
- Date
- 03 Apr 2025
- Ownership
- See Footnote 1.
- Footnotes
- F1
SMA
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 120,806
- Date
- 03 Apr 2025
- Ownership
- See Footnote 2.
- Footnotes
- F2, F4
SMA
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 29,315
- Date
- 03 Apr 2025
- Ownership
- Through Schwartz Family Trust dated September 22, 2003
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMA
holding
Derivative
Class A Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 29
- Date
- 03 Apr 2025
- Ownership
- Through Schwartz Family Trust dated September 22, 2003
- Underlying class
- Class A Common Stock
- Underlying amount
- 29
- Exercise price
- $0.000000
- Footnotes
- F4, F5
SMA
holding
Derivative
Class A Common Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 96,543
- Date
- 03 Apr 2025
- Ownership
- See Footnote 6.
- Underlying class
- Class A Common Stock
- Underlying amount
- 96,543
- Exercise price
- $0.000000
- Footnotes
- F4, F5, F6
SMA
holding
Derivative
Long-Term Incentive Plan Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 233,791
- Date
- 03 Apr 2025
- Ownership
- Through Schwartz Family Trust dated September 22, 2003
- Underlying class
- Class A Common Stock
- Underlying amount
- 233,791
- Exercise price
- $0.000000
- Footnotes
- F4, F7, F8
SMA
holding
Derivative
Long-Term Incentive Plan Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 192,600
- Date
- 03 Apr 2025
- Ownership
- Through Schwartz Family Trust dated September 22, 2003
- Underlying class
- Class A Common Stock
- Underlying amount
- 192,600
- Exercise price
- $0.000000
- Footnotes
- F4, F7, F9
SMA
holding
Derivative
Class A-1 Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,397,695
- Date
- 03 Apr 2025
- Ownership
- See Footnote 11.
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,397,695
- Exercise price
- $0.000000
- Footnotes
- F4, F10, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Represents 18,000 shares of common stock acquired pursuant to an issuer directed allocation in connection with the Issuer's underwritten public offering, indirectly owned by Churchill TRI LLC, a Nevada limited liability company, which is 50% owned by The H. Michael Schwartz 2011 Irrevocable Trust and 50% owned by The Holly Breaux Schwartz 2011 Irrevocable Trust.
Footnote F2
Represents 120,805.97 shares of Class A Common Stock owned by SmartStop OP Holdings, LLC ("SOH") previously reported as being owned by the Reporting Person. SOH is indirectly owned and controlled by the Reporting Person.
Footnote F3
Represents 29,315.15 shares of Class A Common Stock previously reported as being owned by the Reporting Person.
Footnote F4
Includes securities previously reported as being owned by the Reporting Person adjusted for the one-for-four reverse stock split of the Issuer's issued and outstanding shares of Class A Common Stock and the one-for-four reverse unit split of the Operating Partnership's (as defined below) issued and outstanding partnership units (collectively, the "Reverse Equity Splits"). As a result of the Reverse Equity Splits, every four shares of the Issuer's Class A Common Stock and every four of the Operating Partnership's partnership units were automatically changed into one issued and outstanding share of Class A Common Stock or partnership units, as applicable, rounded to the nearest 1/1000th share or partnership unit.
Footnote F5
Represents Class A common units ("Class A Common Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Footnote F6
Represents 96,543.26 Class A Common Units owned by SOH previously reported as being owned by the Reporting Person.
Footnote F7
Represents long-term incentive plan units ("LTIP Units") of the Operating Partnership. Vested LTIP Units are convertible into Class A Common Units.
Footnote F8
Represents 233,791.29 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units vest ratably over four years commencing on December 31, 2025, subject to the Reporting Person's continued employment or service through each vesting date.
Footnote F9
Represents 192,600.19 LTIP Units previously reported as being owned by the Reporting Person, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures.
Footnote F10
Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
Footnote F11
Represents 2,397,695.44 Class A-1 Units owned by SOH previously reported as being owned by the Reporting Person.