Key facts
- This page summarizes Raul Vazquez's Form 4 filing for Oportun Financial Corp (OPRT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Apr 2025, 17:04.
Raul Vazquez - 02 Apr 2025 Form 4 Insider Report for Oportun Financial Corp (OPRT)
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- OPRT
- Reported as of
- 02 Apr 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2025, 17:04:12 UTC
- Prior SEC filing
- 12 Mar 2025
- Next SEC filing
- 26 Jan 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/Kathleen Layton (Attorney-in-Fact)
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Raul Vazquez filed Form 4 for Oportun Financial Corp (OPRT) on 04 Apr 2025.
Change
- Previous filing in this sequence was filed on 12 Mar 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OPRT
transaction
Common Stock
Award
- Transaction value
- Shares
- +225,000
- Change %
- +19%
- Price
- Shares after
- 1,418,629
- Date
- 02 Apr 2025
- Ownership
- Direct
- Footnotes
- F1, F2
OPRT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 233,709
- Date
- 02 Apr 2025
- Ownership
- See footnote
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OPRT
transaction
Derivative
Performance Stock Units
Award
- Transaction value
- $0
- Shares
- +225,000
- Change %
- Price
- $0.000000
- Shares after
- 225,000
- Date
- 02 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 225,000
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2025, subject to the continued service of the Reporting Person on each vesting date.
Footnote F2
Each RSU represents the right to receive, at settlement, one share of common stock.
Footnote F3
These shares are held in a family trust for which the Reporting Person is the Trustee.
Footnote F4
Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Footnote F5
Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative total shareholder return (rTSR) performance against the Russell 3000 Index before vesting. The rTSR performance period spans three (3) years covering calendar years 2025 through 2027. The number of PSUs reported in the table reflects the number of units subject to the award at target achievement. Actual vesting will be based on percentile performance, with potential payout ranging from 0% to 156% of the target units. In addition to such performance requirements, the PSUs are subject to satisfying service-based requirements and any PSUs that become Eligible Units (as defined in the PSU Award Agreement) will be scheduled to vest on March 10, 2028.