Jeffrey A. Schwaneke - 29 Nov 2023 Form 4/A - Amendment Insider Report for agilon health, inc. (AGL)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
03 Apr 2025, 19:40:25 UTC
Original report date
30 Nov 2023
Prior SEC filing
18 Apr 2023
Next SEC filing
31 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mimi Yang, as Attorney-in-Fact

Key filing fact

Jeffrey A. Schwaneke filed Form 4/A - Amendment for agilon health, inc. (AGL) on 03 Apr 2025.

Key facts

  • This page summarizes Jeffrey A. Schwaneke's Form 4/A - Amendment filing for agilon health, inc. (AGL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 03 Apr 2025, 19:40.

Change

  • Previous filing in this sequence was filed on 18 Apr 2023.
  • Current net transaction value: +$250,206.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AGL transaction

Common Stock

Purchase

Transaction value
$250,206
Shares
+22,300
Change %
Price
$11.22
Shares after
22,300
Date
29 Nov 2023
Ownership
By trust
Footnotes
F1, F2
AGL transaction

Common Stock

Award

Transaction value
$0
Shares
+428,922
Change %
+61%
Price
$0.000000
Shares after
1,130,552
Date
01 Apr 2025
Ownership
Direct
Footnotes
F3, F4, F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AGL transaction Derivative

Options (Right to buy)

Award

Transaction value
$0
Shares
+673,077
Change %
Price
$0.000000
Shares after
673,077
Date
01 Apr 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
673,077
Exercise price
$4.08
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.12 to $11.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Footnote F2

This transaction was originally reported in November 2023 and is hereby amended to clarify that the shares were purchased by and are held in the Schwaneke Family Joint Spousal Trust.

Footnote F3

Restricted stock units that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment.

Footnote F4

Includes Performance Stock Units which may become vested subject to attainment (based on 40 trading day average closing price, exceeding twice the closing price of the Company's stock price on date of grant) and within three years from grant date.

Footnote F5

Includes restricted stock units.

Footnote F6

Options that vest in three equal installments on each anniversary of April 1, 2025, subject to continued employment.

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