Key facts
- This page summarizes Jeffrey Curtis Mason's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
- 5 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Apr 2025, 21:42.
Jeffrey Curtis Mason - 01 Apr 2025 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)
- Reporting relationship
- Vice President of Operations
- Issuer ticker
- FLUX
- Reported as of
- 01 Apr 2025
- Net transaction value
- +$5,114
- SEC form
- 4
- Accepted by SEC
- 02 Apr 2025, 21:42:48 UTC
- Prior SEC filing
- 04 Apr 2024
- Next SEC filing
- 05 Aug 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeffrey Curtis Mason
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey Curtis Mason filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 02 Apr 2025.
Change
- Previous filing in this sequence was filed on 04 Apr 2024.
- Current net transaction value: +$5,114.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FLUX
transaction
Common Stock
Award
- Transaction value
- $3,870
- Shares
- +1,500
- Change %
- +42%
- Price
- $2.58
- Shares after
- 5,052
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F1
FLUX
transaction
Common Stock
Award
- Transaction value
- $2,190
- Shares
- +1,500
- Change %
- +30%
- Price
- $1.46
- Shares after
- 6,552
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F2
FLUX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,280
- Change %
- +20%
- Price
- Shares after
- 7,832
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F3
FLUX
transaction
Common Stock
Sale
- Transaction value
- $946
- Shares
- -568
- Change %
- -7.3%
- Price
- $1.67
- Shares after
- 7,264
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FLUX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -1,280
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,280
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents shares purchased by the Reporting Person pursuant to the Flux Power Holdings, Inc. 2023 Employee Stock Purchase Plan (the "2023 ESPP"), for the offering period of 4/1/2024 through 9/30/2024. In accordance with the 2023 ESPP, these shares were purchased in a transaction exempt under Rule 16b-3(c) at $2.58, which is equal to 85% of the closing price, or $3.04, of the Issuer's Common Stock on the offering date, pursuant to the provisions of the 2023 ESPP. These shares were issued and settled on April 1, 2025.
Footnote F2
Represents shares purchased by the Reporting Person pursuant to the 2023 ESPP, for the offering period of 10/1/2024 through 3/31/2025. In accordance with the 2023 ESPP, these shares were purchased in a transaction exempt under Rule 16b-3(c) at $1.46, which is equal to 85% of the closing price, or $1.72, of the Issuer's Common Stock on the offering date, pursuant to the provisions of the 2023 ESPP. These shares were issued and settled on April 1, 2025.
Footnote F3
Represents a grant of restricted stock units ("RSUs") subject to the conditions of the Restricted Stock Unit Award Agreement pursuant to the Issuer's 2014 Equity Incentive Plan (the "Original Grant") on October 27, 2021. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. 1/3 of the Original Grant vested on October 27, 2022, a subsequent 1/3 of the Original Grant vested on October 27, 2023, and the remaining 1/3 of the Original Grant vested on October 27, 2024, and were issued and settled on April 1, 2025.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $1.61 to $1.705, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
Footnote F5
The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.