Key facts
- This page summarizes James J. Moore Jr.'s Form 4 filing for ATLANTIC POWER CORP.
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 May 2021, 20:24.
James J. Moore Jr. - 14 May 2021 Form 4 Insider Report for ATLANTIC POWER CORP
- Reporting relationship
- Chief Executive Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 14 May 2021
- Net transaction value
- -$5,438,868
- Reporting owner signature
- /s/ John S. Miele, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
James J. Moore Jr. filed Form 4 for ATLANTIC POWER CORP on 19 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$5,438,868.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AT
transaction
Common shares
Other
- Transaction value
- $3,987,583
- Shares
- -1,316,034
- Change %
- -100%
- Price
- $3.03
- Shares after
- 0
- Date
- 14 May 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AT
transaction
Derivative
Notional shares
Disposed to Issuer
- Transaction value
- $633,331
- Shares
- -209,020
- Change %
- -100%
- Price
- $3.03
- Shares after
- 0
- Date
- 14 May 2021
- Ownership
- Direct
- Underlying class
- Common shares
- Underlying amount
- 209,020
- Exercise price
- Footnotes
- F2, F3
AT
transaction
Derivative
Transition notional shares
Disposed to Issuer
- Transaction value
- $817,955
- Shares
- -269,952
- Change %
- -100%
- Price
- $3.03
- Shares after
- 0
- Date
- 14 May 2021
- Ownership
- Direct
- Underlying class
- Common shares
- Underlying amount
- 269,952
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Pursuant to the terms of the Arrangement Agreement dated January 14, 2021 (the "Agreement") by and among Atlantic Power Corporation (the "Company"), Atlantic Power Preferred Equity Ltd. ("APPEL"), Atlantic Power Limited Partnership, Tidal Power Holdings Limited and Tidal Power Aggregator, LP (together with Tidal Power Holdings Limited, the "Purchasers"), the Purchasers purchased each share of Company common stock, no par value (each, a "Common Share") at a price per share of US$3.03, net to the seller in cash, without interest thereon and less any required withholding taxes.
Footnote F2
Represents previously reported awards of notional shares ("Notional Shares") granted under the Company's Long-Term Incentive Plans, which provide forsettlement of such Notional Shares upon vesting, which occurs ratably over a three year period or upon certain other events. Each Notional Share is equal to theeconomic equivalent of one Common Share.
Footnote F3
Pursuant to the terms of the Agreement, all outstanding awards of Notional Shares will vest in full and be cancelled and each person holding such Notional Shareswill be entitled to receive a cash payment from the Company equal to US$3.03 for each Common Share subject to his or her Notional Share awards, withoutinterest and less any applicable withholding taxes.
Footnote F4
Represents a previously reported award of transition notional shares ("Transition Units") granted to Mr. Moore in connection with the commencement of his employment in 2015, which provides for settlement of such Transition Units upon vesting, which occurs upon the satisfaction of a performance condition or upon certain other events. Each Transition Unit is equal to the economic equivalent of one Common Share.
Footnote F5
Pursuant to the terms of the Agreement, all outstanding Transition Units will vest in full and be cancelled and Mr. Moore will be entitled to receive a cash payment from the Company equal to US$3.03 for each Common Share subject to his Transition Units, without interest and less any applicable withholding taxes.