Natalia Kozmina - 30 Mar 2025 Form 4 Insider Report for LivaNova PLC (LIVN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Apr 2025, 21:00:37 UTC
Prior SEC filing
17 Jan 2025
Next SEC filing
01 Apr 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sarah K. Mohr, Attorney-in-Fact

Key filing fact

Natalia Kozmina filed Form 4 for LivaNova PLC (LIVN) on 01 Apr 2025.

Key facts

  • This page summarizes Natalia Kozmina's Form 4 filing for LivaNova PLC (LIVN).
  • 6 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 01 Apr 2025, 21:00.

Change

  • Previous filing in this sequence was filed on 17 Jan 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LIVN transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+12,777
Change %
Price
$0.000000
Shares after
12,777
Date
30 Mar 2025
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
12,777
Exercise price
Footnotes
F1, F2
LIVN transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+6,388
Change %
Price
$0.000000
Shares after
6,388
Date
30 Mar 2025
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
6,388
Exercise price
Footnotes
F1, F2
LIVN transaction Derivative

Performance Stock Units

Award

Transaction value
$0
Shares
+3,194
Change %
Price
$0.000000
Shares after
3,194
Date
30 Mar 2025
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
3,194
Exercise price
Footnotes
F3, F4
LIVN transaction Derivative

Performance Stock Units

Award

Transaction value
$0
Shares
+3,194
Change %
Price
$0.000000
Shares after
3,194
Date
30 Mar 2025
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
3,194
Exercise price
Footnotes
F3, F5
LIVN transaction Derivative

Performance Stock Units

Award

Transaction value
$0
Shares
+6,388
Change %
Price
$0.000000
Shares after
6,388
Date
30 Mar 2025
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
6,388
Exercise price
Footnotes
F3, F6
LIVN transaction Derivative

Stock Appreciation Rights

Award

Transaction value
$0
Shares
+13,986
Change %
Price
$0.000000
Shares after
13,986
Date
30 Mar 2025
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
13,986
Exercise price
$39.13
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the Plan) and the award agreement.

Footnote F2

On March 30, 2025, reporting person was granted RSUs subject to a three-year vesting in equal annual installments, the first vesting occurring on March 30, 2026. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Footnote F3

Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

Footnote F4

On March 30, 2025, reporting person was granted PSUs to vest or lapse on March 30, 2028 based on how the Company's free cash flow (FCF) for performance period 2025-2027 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Footnote F5

On March 30, 2025, reporting person was granted PSUs to vest or lapse on March 30, 2028 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2025-2027 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Footnote F6

On March 30, 2025, reporting person was granted PSUs to vest or lapse on March 30, 2028 based on the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2025 and ending December 31, 2027 relative to the TSR of an index of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Footnote F7

On March 30, 2025, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2026. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

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