Thomas B. Raterman - 28 Mar 2025 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Apr 2025, 19:20:07 UTC
Prior SEC filing
22 Nov 2024
Next SEC filing
27 May 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Thomas B. Raterman

Key filing fact

Thomas B. Raterman filed Form 4 for Runway Growth Finance Corp. (RWAY) on 01 Apr 2025.

Key facts

  • This page summarizes Thomas B. Raterman's Form 4 filing for Runway Growth Finance Corp. (RWAY).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Apr 2025, 19:20.

Change

  • Previous filing in this sequence was filed on 22 Nov 2024.
  • Current net transaction value: -$468,144.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RWAY transaction

Common Stock, par value $0.01 per share

Other

Transaction value
$666,349
Shares
-61,986
Change %
-30%
Price
$10.75
Shares after
147,525
Date
28 Mar 2025
Ownership
By Runway Growth Holdings LLC
Footnotes
F1, F2, F4, F5
RWAY transaction

Common Stock, par value $0.01 per share

Other

Transaction value
$198,204
Shares
+18,438
Change %
+67%
Price
$10.75
Shares after
45,879
Date
28 Mar 2025
Ownership
Direct
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

Footnote F2

The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.

Footnote F3

In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Raterman.

Footnote F4

Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.

Footnote F5

Distribution of securities owned by Runway Growth Holdings LLC to its employees.

SEC remarks

CFO, COO, Treasurer and Secretary

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