Key facts
- This page summarizes Thomas B. Raterman's Form 4 filing for Runway Growth Finance Corp. (RWAY).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Apr 2025, 19:20.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Other
Other
Additional SEC filing notes
Footnote F1
These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
Footnote F2
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
Footnote F3
In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Raterman.
Footnote F4
Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.
Footnote F5
Distribution of securities owned by Runway Growth Holdings LLC to its employees.
SEC remarks
CFO, COO, Treasurer and Secretary