Key facts
- This page summarizes Lorenzo de Plano's Form 4 filing for Turning Point Brands, Inc. (TPB).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 01 Apr 2025, 18:13.
Lorenzo de Plano - 01 Apr 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)
- Reporting relationship
- Officer
- Issuer ticker
- TPB
- Reported as of
- 01 Apr 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Apr 2025, 18:13:14 UTC
- Prior SEC filing
- 05 Mar 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lorenzo DePlano
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lorenzo de Plano filed Form 4 for Turning Point Brands, Inc. (TPB) on 01 Apr 2025.
Change
- Previous filing in this sequence was filed on 05 Mar 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPB
holding
Derivative
Options (2020)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,386
- Date
- 01 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,386
- Exercise price
- $14.85
- Footnotes
- F1
TPB
holding
Derivative
Options (2021)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,100
- Date
- 01 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,100
- Exercise price
- $51.75
- Footnotes
- F2
TPB
holding
Derivative
Options (2022)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 01 Apr 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $30.46
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Lorenzo de Plano is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
Footnote F2
Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Footnote F3
Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
SEC remarks
This "Exit" Form 4 is voluntarily filed to report that the Reporting Person was appointed as Chief Executive Officer of ALP Supply Co, LLC and will no longer serve as the Company's Chief of Strategy, and therefore is no longer subject to Section 16 reporting. The Reporting Person did not have any transactions in the Issuer's securities during the time that he was a Section 16 reporting person other than those previously disclosed in his filings.