Justin Plouffe - 27 Mar 2025 Form 4 Insider Report for Carlyle Secured Lending III

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Apr 2025, 11:34:34 UTC
Prior SEC filing
08 Jan 2025
Next SEC filing
13 Feb 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joshua Lefkowitz, attorney-in-fact

Key filing fact

Justin Plouffe filed Form 4 for Carlyle Secured Lending III on 01 Apr 2025.

Key facts

  • This page summarizes Justin Plouffe's Form 4 filing for Carlyle Secured Lending III.
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Apr 2025, 11:34.

Change

  • Previous filing in this sequence was filed on 08 Jan 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

No ticker transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-4,898
Change %
-100%
Price
Shares after
0
Date
27 Mar 2025
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Justin Plouffe is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Disposed of by the reporting person upon completion of the transactions contemplated by the Agreement and Plan of Merger, dated as of August 2, 2024 (as amended), by and among Carlyle Secured Lending III ("CSL III"), Carlyle Secured Lending, Inc. ("CGBD"), Blue Fox Merger Sub, Inc., and, for the limited purposes set forth therein, CSL III Advisor, LLC and Carlyle Global Credit Investment Management L.L.C., pursuant to which each common share of beneficial interest, $0.0001 per share, of CSL III held by the reporting person was converted into the right to receive 1.2137 shares of CGBD, and, if applicable, cash (without interest) in lieu of fractional shares of CGBD common stock, par value $0.01 per share.

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