Judith Feld - 14 Jun 2023 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Reporting relationship: Chief Medical Officer
Issuer ticker: OTRK
Reported as of: 14 Jun 2023
Net transaction value: -$109
SEC form: 4
Accepted by SEC: 16 Jun 2023, 16:47:29 UTC
Prior SEC filing: 24 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Judith Feld

Key filing fact

Judith Feld filed Form 4 for Ontrak, Inc. (OTRK) on 16 Jun 2023.

Key facts

This page summarizes Judith Feld's Form 4 filing for Ontrak, Inc. (OTRK).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 Jun 2023, 16:47.

Change

Previous filing in this sequence was filed on 24 May 2023.
Current net transaction value: -$109.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTRK transaction

Common Stock

Options Exercise

Transaction value
Shares: +800
Change %
Price
Shares after: 800
Date: 14 Jun 2023
Ownership: Direct
Footnotes: F1

OTRK transaction

Common Stock

Tax liability

Transaction value: $109
Shares: -222
Change %: -28%
Price: $0.4899
Shares after: 578
Date: 14 Jun 2023
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -800
Change %: -40%
Price: $0.000000
Shares after: 1,200
Date: 14 Jun 2023
Ownership: Direct
Underlying class: Ontrak, Inc. Common Stock
Underlying amount: 800
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Footnote F2

These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on June 14, 2023. No shares were sold in connection with this transaction.

Footnote F3

The reporting person was granted 2,000 restricted stock units on June 14, 2021, which vest over 5 years as follows: 40% on the second anniversary of the grant date and 20% on the third, fourth and first anniversaries of the grant date subject to the reporting person's continued employment with the issuer.