Jonathan E. Mayhew - 20 Apr 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
22 Apr 2022, 16:46:38 UTC
Prior SEC filing
14 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jonathan Mayhew

Key filing fact

Jonathan E. Mayhew filed Form 4 for Ontrak, Inc. (OTRK) on 22 Apr 2022.

Key facts

  • This page summarizes Jonathan E. Mayhew's Form 4 filing for Ontrak, Inc. (OTRK).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 22 Apr 2022, 16:46.

Change

  • Previous filing in this sequence was filed on 14 Apr 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Option (right to buy)

Award

Transaction value
Shares
+400,000
Change %
Price
Shares after
400,000
Date
20 Apr 2022
Ownership
Direct
Underlying class
Ontrak, Inc. Common Stock
Underlying amount
400,000
Exercise price
$1.74
Footnotes
F1, F2
OTRK transaction Derivative

Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-400,000
Change %
-100%
Price
Shares after
0
Date
20 Apr 2022
Ownership
Direct
Underlying class
Ontrak, Inc. Common Stock
Underlying amount
400,000
Exercise price
$31.22
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

133,334 of these shares vested on April 12, 2022 and the remaining shares vest equally over the following 24 months, such that all shares shall be vested on April 12, 2024. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022.

Footnote F2

The reporting person agreed to the repricing of an option granted to him on April 12, 2021.

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