Acuitas Group Holdings, LLC - 28 Apr 2017 Form 3 Insider Report for Ontrak, Inc. (OTRK)

Reporting relationship
10%+ Owner
Issuer ticker
OTRK
Reported as of
28 Apr 2017
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
11 May 2021, 17:34:04 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
ACUITAS GROUP HOLDINGS, LLC By: Terren S. Peizer, Chairman /s/ Terren S. Peizer

Key filing fact

Acuitas Group Holdings, LLC filed Form 3 for Ontrak, Inc. (OTRK) on 11 May 2021.

Key facts

  • This page summarizes Acuitas Group Holdings, LLC's Form 3 filing for Ontrak, Inc. (OTRK).
  • 0 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 11 May 2021, 17:34.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OTRK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,701,665
Date
28 Apr 2017
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
498,927
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
170,473
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
196,707
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
61,765
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
49,020
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
49,020
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
36,275
Exercise price
$4.80
Footnotes
F2
OTRK holding Derivative

Warrant to Purchase

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
28 Apr 2017
Ownership
Direct
Underlying class
Common Stock
Underlying amount
155,834
Exercise price
$1.80
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents amounts held by the Reporting Person as of April 28, 2017. For the Reporting Person's beneficial ownership information of the issuer's common stock as of the date of this filing, please refer to the Form 4 jointly filed by Terren S. Peizer ("Mr. Peizer") and the Reporting Person on the date hereof. Mr. Peizer is the Chairman and sole member of the Reporting Person and, in such capacity, exercises voting and investment power over any securities held for the account of the Reporting Person.

Footnote F2

After giving effect to a 1:6 reverse stock split conducted by the issuer in April 25, 2017.

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