Ron Roe - 18 Mar 2025 Form 4 Insider Report for Fat Brands, Inc (FAT)

Reporting relationship: Senior VP of Finance
Issuer ticker: FAT
Reported as of: 18 Mar 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 25 Mar 2025, 06:46:29 UTC
Source filing: View source filing
Reporting owner signature: /s/ Allen Sussman, Attorney-in-Fact

Key filing fact

Ron Roe filed Form 4 for Fat Brands, Inc (FAT) on 25 Mar 2025.

Key facts

This page summarizes Ron Roe's Form 4 filing for Fat Brands, Inc (FAT).
6 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 25 Mar 2025, 06:46.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FAT transaction Derivative

Stock option (right to buy)

Disposed to Issuer

Transaction value
Shares: -15,318
Change %: -100%
Price
Shares after: 0
Date: 18 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 15,318
Exercise price: $4.80
Footnotes: F1

FAT transaction Derivative

Stock option (right to buy)

Award

Transaction value
Shares: +15,318
Change %
Price
Shares after: 15,318
Date: 18 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 15,318
Exercise price: $2.20
Footnotes: F1

FAT transaction Derivative

Stock option (right to buy)

Disposed to Issuer

Transaction value
Shares: -15,318
Change %: -100%
Price
Shares after: 0
Date: 18 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 15,318
Exercise price: $10.68
Footnotes: F2

FAT transaction Derivative

Stock option (right to buy)

Award

Transaction value
Shares: +15,318
Change %
Price
Shares after: 15,318
Date: 18 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 15,318
Exercise price: $8.08
Footnotes: F2

FAT transaction Derivative

Stock option (right to buy)

Disposed to Issuer

Transaction value
Shares: -25,000
Change %: -100%
Price
Shares after: 0
Date: 18 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 25,000
Exercise price: $11.43
Footnotes: F3

FAT transaction Derivative

Stock option (right to buy)

Award

Transaction value
Shares: +25,000
Change %
Price
Shares after: 25,000
Date: 18 Mar 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 25,000
Exercise price: $8.83
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The reported transactions involve an amendment of an outstanding option to reduce the exercise price by $2.599553 per share, resulting in the deemed cancellation of the "old" option with respect to those shares and the grant of a replacement option. The option was originally granted on December 10, 2018 and provides for vesting in three equal annual installments beginning on the first anniversary of the grant date.

Footnote F2

The reported transactions involve an amendment of an outstanding option to reduce the option exercise price by $2.599553 per share, resulting in the deemed cancellation of the "old" option with respect to those shares and the grant of a replacement option. The option was originally granted on October 20, 2017 and provides for vesting in three equal annual installments beginning on the first anniversary of the grant date.

Footnote F3

The reported transactions involve an amendment of an outstanding option to reduce the option exercise price by $2.599553 per share, resulting in the deemed cancellation of the "old" option with respect to those shares and the grant of a replacement option. The option was originally granted on November 16, 2021 and provides for vesting in three equal annual installments beginning on the first anniversary of the grant date.