John D. Seaberg - 06 Mar 2025 Form 4/A - Amendment Insider Report for Anteris Technologies Global Corp. (AVR)

Reporting relationship: Director
Issuer ticker: AVR
Reported as of: 06 Mar 2025
Net transaction value: -$7.72
SEC form: 4/A - Amendment
Accepted by SEC: 21 Mar 2025, 09:30:47 UTC
Original report date: 20 Mar 2025
Prior SEC filing: 18 Dec 2024
Next SEC filing: 05 Dec 2025
Source filing: View source filing
Reporting owner signature: /s/ John Seaberg

Key filing fact

John D. Seaberg filed Form 4/A - Amendment for Anteris Technologies Global Corp. (AVR) on 21 Mar 2025.

Key facts

This page summarizes John D. Seaberg's Form 4/A - Amendment filing for Anteris Technologies Global Corp. (AVR).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 21 Mar 2025, 09:30.

Change

Previous filing in this sequence was filed on 18 Dec 2024.
Current net transaction value: -$7.72.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVR transaction

Common Stock

Options Exercise

Transaction value: $285,200
Shares: +40,000
Change %
Price: $7.13
Shares after: 40,000
Date: 06 Mar 2025
Ownership: See Footnote
Footnotes: F1, F2

AVR transaction

Common Stock

Tax liability

Transaction value: $285,208
Shares: -36,148
Change %: -90%
Price: $7.89
Shares after: 3,852
Date: 06 Mar 2025
Ownership: See Footnote
Footnotes: F1

AVR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 15,858
Date: 06 Mar 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AVR transaction Derivative

Stock Option

Options Exercise

Transaction value: $0
Shares: +40,000
Change %
Price: $0.000000
Shares after: 0
Date: 06 Mar 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 40,000
Exercise price: $7.13
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Held by Citibank, N.A. London as custodian for Mr. Seaberg.

Footnote F2

A total of 36,148 options were exercised and settled in cash, with the net cash equivalent (after the exercise price) used to cover the exercise of an additional 3,852 options. The issuance of Common Stock was finalized on March 20, 2025.

Footnote F3

The option vested in two equal installments on February 8, 2022 and June 24, 2022.

SEC remarks

This amendment is being filed to clarify that the shares of common stock received upon exercise are subject to the restrictions in that certain Lock-Up Agreement executed by the reporting person on November 14, 2024 in connection with Anteris Technologies Global Corp.'s initial public offering.