Key facts
- This page summarizes Stephen Denaro's Form 4/A - Amendment filing for Anteris Technologies Global Corp. (AVR).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Mar 2025, 09:30.
Key filing fact
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Additional SEC filing notes
Footnote F1
Represents CHESS Depositary Interests ("CDIs") of the Issuer received upon exercise of Stock Options. The CDIs are traded on the Australian Securities Exchange (the "ASX") and are held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the Australian Securities Exchange. The issuance of CDIs was finalized on March 20, 2025.
Footnote F2
Held by Citicorp Nominees Pty Ltd as custodian for Sloane Pty Ltd who is the Trustee for the Denaro Superannuation Fund, for which Mr. Denaro is a beneficiary.
Footnote F3
Options are issued in AUD. The equivalent USD exercise price has been translated into USD using the exchange rate of A$1.00 to $0.6367.
Footnote F4
The options vested in two equal installments on February 8, 2022 and June 24, 2022.
Footnote F5
Held by Sloane Pty Ltd as Trustee for the Denaro Family Trust. The Reporting Person serves as the director and sole shareholder of Sloane Pty Ltd, which Mr. Denaro is deemed to beneficially own.
SEC remarks
This amendment is being filed to clarify that the shares of common stock received upon exercise are subject to the restrictions in that certain Lock-Up Agreement executed by the reporting person on November 14, 2024 in connection with Anteris Technologies Global Corp.'s initial public offering.