Ansbert Gadicke - 22 May 2023 Form 4 Insider Report for TCR2 THERAPEUTICS INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
24 May 2023, 16:38:19 UTC
Prior SEC filing
01 Aug 2022
Next SEC filing
05 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ansbert Gadicke

Key filing fact

Ansbert Gadicke filed Form 4 for TCR2 THERAPEUTICS INC. on 24 May 2023.

Key facts

  • This page summarizes Ansbert Gadicke's Form 4 filing for TCR2 THERAPEUTICS INC..
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 24 May 2023, 16:38.

Change

  • Previous filing in this sequence was filed on 01 Aug 2022.
  • Current net transaction value: -$0.54.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCRR transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
$131,919
Shares
+178,269
Change %
+91%
Price
$0.7400
Shares after
374,171
Date
22 May 2023
Ownership
See Footnote
Footnotes
F1, F2
TCRR transaction

Common Stock

Sale

Transaction value
$131,920
Shares
-70,170
Change %
-19%
Price
$1.88
Shares after
304,001
Date
22 May 2023
Ownership
See Footnote
Footnotes
F1, F2
TCRR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,854,963
Date
22 May 2023
Ownership
See Footnote
Footnotes
F3
TCRR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,370,982
Date
22 May 2023
Ownership
See Footnote
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCRR transaction Derivative

Common Stock Warrant (Right To Buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-42,761
Change %
-100%
Price
$0.000000*
Shares after
0
Date
22 May 2023
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
42,761
Exercise price
$0.7400
Footnotes
F1, F2
TCRR transaction Derivative

Common Stock Warrant (Right to Buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-135,508
Change %
-100%
Price
$0.000000*
Shares after
0
Date
22 May 2023
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
135,508
Exercise price
$0.7400
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On May 22, 2023, MPM Asset Management LLC ("AM LLC") exercised warrants to purchase 178,269 shares of the Issuer's common stock for $0.74 a share. AM LLC paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 70,170 of the warrant shares to satisfy the exercise price and issuing to AM LLC the remaining 108,099 shares.

Footnote F2

The shares are held by AM LLC. The reporting person is a member of AM LLC and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Footnote F3

The shares are held as follows: 3,056,272 by MPM BioVentures 2014, L.P. ("BV 2014"), 203,846 by MPM BioVentures 2014(B), L.P. ("BV 2014(B)"), 110,859 by MPM Asset Management Investors BV2014 LLC ("AM BV2014"), 421,070 by MPM SunStates Fund, L.P. ("MPM SunStates") and 62,916 by MPM Asset Management Investors Sunstates Fund LLC ("AM SunStates"). MPM BioVentures 2014 GP LLC and MPM BioVentures 2014 LLC ("BV LLC") are the direct and indirect general partners of BV 2014 and BV 2014(B) and BV LLC is the manager of AM BV2014. MPM SunStates Fund GP LLC and MPM SunStates GP Managing Member LLC ("SunStates GP") are the direct and indirect general partners of MPM SunStates and SunStates GP is the manager of AM SunStates. The reporting person is a managing director of BV LLC and a member of SunStates GP and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Footnote F4

The shares are held by UBS Oncology Impact Fund L.P. ("UBS Oncology"). BioImpact Capital LLC ("BioImpact") is the General Partner of Oncology Impact Fund (Cayman) Management L.P., the General Partner of UBS Oncology. The reporting person is the managing partner of BioImpact and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

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