Key facts
- This page summarizes Stephen Andrew Cohen's Form 4 filing for Palantir Technologies Inc. (PLTR).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 19 Mar 2025, 20:09.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Conversion of derivative security
Sale
Sale
Sale
Sale
Sale
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Options Exercise
Options Exercise
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
This transaction is part of a related series of transactions undertaken on March 17, 2025 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on December 11, 2024. The Reporting Person exercised 310,000 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.
Footnote F2
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
Footnote F3
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $84.54 to $85.53. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (4), (5), (6) and (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Footnote F4
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $85.54 to $86.52. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3), (5), (6) and (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Footnote F5
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $86.54 to $87.53. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3), (4), (6) and (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Footnote F6
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $87.54 to $88.53. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3), (4), (5) and (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Footnote F7
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $88.54 to $88.76. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3), (4), (5) and (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Footnote F8
The options exercised in this transaction were fully vested and exercisable as of the transaction date.
SEC remarks
Officer title: President and Secretary. This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person. For additional details regarding the Reporting Person's overall stock and equity holdings, please see the Issuer's Proxy Statement filed with the Securities and Exchange Commission on April 26, 2024, including under the heading "Security Ownership Of Certain Beneficial Owners And Management" (subject to the definitions, explanations, and time periods described therein).