Erica Schultz - 11 Mar 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Mar 2025, 20:17:09 UTC
Prior SEC filing
06 Mar 2025
Next SEC filing
17 Jul 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Melanie Vinson, Attorney-in-Fact

Key filing fact

Erica Schultz filed Form 4 for Confluent, Inc. (CFLT) on 13 Mar 2025.

Key facts

  • This page summarizes Erica Schultz's Form 4 filing for Confluent, Inc. (CFLT).
  • 12 reported transactions and 9 derivative rows are listed below.
  • Accepted by SEC: 13 Mar 2025, 20:17.

Change

  • Previous filing in this sequence was filed on 06 Mar 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CFLT transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+50,000
Change %
+10%
Price
Shares after
552,424
Date
11 Mar 2025
Ownership
Direct
Footnotes
F1
CFLT transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+75,000
Change %
+14%
Price
Shares after
627,424
Date
12 Mar 2025
Ownership
Direct
Footnotes
F1
CFLT transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+75,000
Change %
+12%
Price
Shares after
702,424
Date
13 Mar 2025
Ownership
Direct
Footnotes
F1
CFLT holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
62,374
Date
11 Mar 2025
Ownership
See footnote
Footnotes
F2
CFLT holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
92,707
Date
11 Mar 2025
Ownership
See footnote
Footnotes
F3
CFLT holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
31,419
Date
11 Mar 2025
Ownership
See footnote
Footnotes
F4
CFLT holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
200,000
Date
11 Mar 2025
Ownership
See footnote
Footnotes
F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CFLT transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-50,000
Change %
-7.3%
Price
$0.000000
Shares after
637,469
Date
11 Mar 2025
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
50,000
Exercise price
$3.41
Footnotes
F6
CFLT transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+50,000
Change %
Price
$0.000000
Shares after
50,000
Date
11 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
50,000
Exercise price
Footnotes
F1
CFLT transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-50,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
11 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
50,000
Exercise price
Footnotes
F1
CFLT transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-75,000
Change %
-12%
Price
$0.000000
Shares after
562,469
Date
12 Mar 2025
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
75,000
Exercise price
$3.41
Footnotes
F6
CFLT transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+75,000
Change %
Price
$0.000000
Shares after
75,000
Date
12 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
75,000
Exercise price
Footnotes
F1
CFLT transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-75,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
12 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
75,000
Exercise price
Footnotes
F1
CFLT transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-75,000
Change %
-13%
Price
$0.000000
Shares after
487,469
Date
13 Mar 2025
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
75,000
Exercise price
$3.41
Footnotes
F6
CFLT transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+75,000
Change %
Price
$0.000000
Shares after
75,000
Date
13 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
75,000
Exercise price
Footnotes
F1
CFLT transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-75,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
13 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
75,000
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Footnote F2

The shares are held by The Schultz Family Irrevocable Remainder Trust.

Footnote F3

The shares are held by The Bryan and Erica Schultz Family Revocable Trust.

Footnote F4

The shares are held by the Erica Schultz 2023 Annuity Trust.

Footnote F5

The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust.

Footnote F6

Fully vested.

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