Key facts
- This page summarizes Shawn N. Purvis's Form 4 filing for NORTHROP GRUMMAN CORP /DE/ (NOC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Feb 2022, 15:55.
Shawn N. Purvis - 14 Feb 2022 Form 4 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)
- Reporting relationship
- CVP, Pres, Enterprise Svcs
- Issuer ticker
- NOC
- Reported as of
- 14 Feb 2022
- Net transaction value
- -$234,751
- SEC form
- 4
- Accepted by SEC
- 16 Feb 2022, 15:55:33 UTC
- Next SEC filing
- 17 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jennifer C. McGarey, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Shawn N. Purvis filed Form 4 for NORTHROP GRUMMAN CORP /DE/ (NOC) on 16 Feb 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$234,751.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NOC
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,970
- Change %
- +55%
- Price
- $0.000000
- Shares after
- 5,578
- Date
- 14 Feb 2022
- Ownership
- Direct
NOC
transaction
Common Stock
Tax liability
- Transaction value
- $234,751
- Shares
- -601
- Change %
- -11%
- Price
- $390.60
- Shares after
- 4,977
- Date
- 14 Feb 2022
- Ownership
- Direct
NOC
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,572
- Date
- 14 Feb 2022
- Ownership
- Held in Northrop Grumman Savings Plan
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NOC
transaction
Derivative
Restricted Stock Rights
Options Exercise
- Transaction value
- $0
- Shares
- -1,970
- Change %
- -36%
- Price
- $0.000000
- Shares after
- 3,497
- Date
- 14 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,970
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contribution plan, as of March 5, 2021. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Footnote F2
Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Footnote F3
Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/19 that vested on 2/14/22.