Patrick F. Williams - 07 Mar 2025 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Reporting relationship: Chief Financial Officer
Issuer ticker: STAA
Reported as of: 07 Mar 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 11 Mar 2025, 20:40:26 UTC
Prior SEC filing: 19 Feb 2025
Next SEC filing: 14 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Nathaniel Sisitsky as attorney-in-fact for Patrick F. Williams

Key filing fact

Patrick F. Williams filed Form 4 for STAAR SURGICAL CO (STAA) on 11 Mar 2025.

Key facts

This page summarizes Patrick F. Williams's Form 4 filing for STAAR SURGICAL CO (STAA).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 11 Mar 2025, 20:40.

Change

Previous filing in this sequence was filed on 19 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STAA transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,614
Change %: +6.8%
Price: $0.000000
Shares after: 40,953
Date: 07 Mar 2025
Ownership: Direct
Footnotes: F1

STAA transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,075
Change %: +7.5%
Price: $0.000000
Shares after: 44,028
Date: 07 Mar 2025
Ownership: Direct
Footnotes: F2

STAA transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +4,061
Change %: +9.2%
Price: $0.000000
Shares after: 48,089
Date: 10 Mar 2025
Ownership: Direct
Footnotes: F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STAA transaction Derivative

Performance Stock Units

Options Exercise

Transaction value: $0
Shares: -2,614
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 Mar 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,614
Exercise price: $0.000000
Footnotes: F1, F5

STAA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,075
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 07 Mar 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,075
Exercise price: $0.000000
Footnotes: F2, F5

STAA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -4,061
Change %: -50%
Price: $0.000000
Shares after: 4,062
Date: 10 Mar 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,061
Exercise price: $0.000000
Footnotes: F3, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Reflects performance stock units (PSUs) granted to the Reporting Person on March 7, 2022, based on the Corporation's performance relative to pre-established financial metrics. These PSUs vested as to 1/3 (2,614 shares) on March 7, 2023, 1/3 (2,614 shares) on March 7, 2024, and 1/3 (2,614 shares) on March 7, 2025.

Footnote F2

Reflects restricted stock units (RSUs) granted to the Reporting Person on March 7, 2022. These RSUs vested as to 1/3 (3,075 shares) on March 7, 2023, 1/3 (3,075 shares) on March 7, 2024, and 1/3 (3,075 shares) on March 7, 2025.

Footnote F3

Reflects RSUs granted to the Reporting Person on March 10, 2023. These RSUs vested as to 1/3 (4,061 shares) on March 10, 2024, 1/3 (4,061 shares) on March 10, 2025, and will vest as to the remaining 1/3 (4,062 shares) on March 10, 2026.

Footnote F4

Includes previously granted RSUs, which are subject to future vesting.

Footnote F5

Each PSU and RSU represents the right to receive one share of the Corporation's common stock upon vesting.