Key facts
- This page summarizes Richard N. Massey's Form 4/A - Amendment filing for Alight, Inc. / Delaware (ALIT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Mar 2025, 19:54.
Richard N. Massey - 20 Dec 2021 Form 4/A - Amendment Insider Report for Alight, Inc. / Delaware (ALIT)
- Reporting relationship
- Director
- Issuer ticker
- ALIT
- Reported as of
- 20 Dec 2021
- Net transaction value
- $0
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 11 Mar 2025, 19:54:21 UTC
- Original report date
- 23 Dec 2021
- Prior SEC filing
- 04 Oct 2021
- Next SEC filing
- 04 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Richard N. Massey filed Form 4/A - Amendment for Alight, Inc. / Delaware (ALIT) on 11 Mar 2025.
Change
- Previous filing in this sequence was filed on 04 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALIT
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +78
- Change %
- +0.03%
- Price
- Shares after
- 269,982
- Date
- 20 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALIT
transaction
Derivative
Warrants to purchase Class A Common Stock
Options Exercise
- Transaction value
- Shares
- -78,043
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 20 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 78,043
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.
Footnote F2
Reflects the number of shares beneficially owned after the make-whole exercise on December 20, 2021 described above. No shares were withheld in connection with such exercise. As of the date hereof, after taking into account this amendment, the Reporting Person beneficially owns 1,473,489 shares of common stock reportable in Table I.
Footnote F3
Not applicable.
SEC remarks
This Form 4/A is being filed to amend and restate the original Form 4 filed by the Reporting Person on December 23, 2021 to correct the number of shares reported as received in the make-whole exercise described therein, the number of shares beneficially owned after such exercise and that no shares were withheld in connection with such exercise. This Form 4/A is deemed to amend and update the beneficial ownership reported in Table I of each subsequently filed Form 4 by the Reporting Person through the date hereof.