Stephen Wargacki - 07 Mar 2025 Form 4 Insider Report for Aquestive Therapeutics, Inc. (AQST)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
11 Mar 2025, 17:49:10 UTC
Prior SEC filing
13 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lori Braender, as Attorney-In-Fact

Key filing fact

Stephen Wargacki filed Form 4 for Aquestive Therapeutics, Inc. (AQST) on 11 Mar 2025.

Key facts

  • This page summarizes Stephen Wargacki's Form 4 filing for Aquestive Therapeutics, Inc. (AQST).
  • 5 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Mar 2025, 17:49.

Change

  • Previous filing in this sequence was filed on 13 May 2024.
  • Current net transaction value: -$86,581.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQST transaction

Common Stock

Award

Transaction value
$0
Shares
+115,000
Change %
+44%
Price
$0.000000
Shares after
376,414
Date
07 Mar 2025
Ownership
Direct
Footnotes
F1
AQST transaction

Common Stock

Tax liability

Transaction value
$34,076
Shares
-12,859
Change %
-3.4%
Price
$2.65
Shares after
363,555
Date
07 Mar 2025
Ownership
Direct
Footnotes
F2
AQST transaction

Common Stock

Tax liability

Transaction value
$40,892
Shares
-15,431
Change %
-4.2%
Price
$2.65
Shares after
348,124
Date
09 Mar 2025
Ownership
Direct
Footnotes
F2
AQST transaction

Common Stock

Tax liability

Transaction value
$11,613
Shares
-4,572
Change %
-1.3%
Price
$2.54
Shares after
343,552
Date
10 Mar 2025
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQST transaction Derivative

Non-Qualified Stock Option (right to buy)

Award

Transaction value
$0
Shares
+65,000
Change %
Price
$0.000000
Shares after
65,000
Date
07 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
65,000
Exercise price
$2.65
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Footnote F2

Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Footnote F3

The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

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