Scott Stanley Erickson - 10 Mar 2025 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Mar 2025, 17:39:18 UTC
Prior SEC filing
04 Mar 2025
Next SEC filing
02 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Scott Erickson

Key filing fact

Scott Stanley Erickson filed Form 4 for Clearwater Analytics Holdings, Inc. (CWAN) on 11 Mar 2025.

Key facts

  • This page summarizes Scott Stanley Erickson's Form 4 filing for Clearwater Analytics Holdings, Inc. (CWAN).
  • 4 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Mar 2025, 17:39.

Change

  • Previous filing in this sequence was filed on 04 Mar 2025.
  • Current net transaction value: -$233,898.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CWAN transaction

Class A Common Stock

Options Exercise

Transaction value
$39,564
Shares
+9,891
Change %
+125%
Price
$4.00
Shares after
17,793
Date
10 Mar 2025
Ownership
Direct
CWAN transaction

Class A Common Stock

Tax liability

Transaction value
$158,974
Shares
-5,750
Change %
-32%
Price
$27.65
Shares after
12,043
Date
10 Mar 2025
Ownership
Direct
Footnotes
F1
CWAN transaction

Class A Common Stock

Sale

Transaction value
$114,489
Shares
-4,141
Change %
-34%
Price
$27.65
Shares after
7,902
Date
10 Mar 2025
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CWAN transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-9,891
Change %
-5.6%
Price
$0.000000
Shares after
165,772
Date
10 Mar 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
9,891
Exercise price
$4.00
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

This disposition represents shares withheld to cover tax withholding obligations in connection with the exercise and settlement of stock options. The disposition is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.

Footnote F2

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2024.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $27.38 USD to $28.20 USD; the price reported above reflects the weighted average sale price.

Footnote F4

Vests 198,000 share(s) on 02-Nov-2020, 120,000 share(s) on 24-Jan-2018, 120,000 share(s) on 16-Jan-2019, 120,000 share(s) on 21-Jan-2020, 21,000 share(s) on 05-Mar-2021, 21,000 share(s) on 01-Jan-2022

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