Key facts
- This page summarizes Warren G. Lichtenstein's Form 4 filing for STEEL PARTNERS HOLDINGS L.P. (SPLP).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 11 Mar 2025, 17:26.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Award
No transaction description listed
No transaction description listed
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Additional SEC filing notes
Footnote F1
This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
Footnote F2
Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
Footnote F3
Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
Footnote F4
SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
Footnote F5
Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Footnote F6
On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.