Tyler J. Luck - 30 Jun 2024 Form 4/A - Amendment Insider Report for Brand Engagement Network Inc. (BNAI)

Reporting relationship: Chief Product Officer, Director, 10%+ Owner
Issuer ticker: BNAI
Reported as of: 30 Jun 2024
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 07 Mar 2025, 16:12:55 UTC
Original report date: 16 Jan 2025
Prior SEC filing: 14 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Tyler J. Luck

Key filing fact

Tyler J. Luck filed Form 4/A - Amendment for Brand Engagement Network Inc. (BNAI) on 07 Mar 2025.

Key facts

This page summarizes Tyler J. Luck's Form 4/A - Amendment filing for Brand Engagement Network Inc. (BNAI).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 07 Mar 2025, 16:12.

Change

Previous filing in this sequence was filed on 14 Mar 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BNAI transaction

Common Stock

Award

Transaction value: $0
Shares: +6,258
Change %
Price: $0.000000
Shares after: 6,258
Date: 02 Jan 2025
Ownership: Direct
Footnotes: F1, F3, F5

BNAI transaction

Common Stock

Award

Transaction value: $0
Shares: +7,927
Change %: +127%
Price: $0.000000
Shares after: 14,185
Date: 08 Jan 2025
Ownership: Direct
Footnotes: F1, F4, F5

BNAI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,765,568
Date: 30 Jun 2024
Ownership: By October 3rd Holdings, LLC
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Reporting Persons may be deemed to be a member of a group with respect to Brand Engagement Network Inc. (the "Company") or securities of the Company for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The Reporting Persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Company or securities of the Company.

Footnote F2

The securities reported herein are held by October 3rd Holdings, LLC ("October 3rd"). Tyler J. Luck is the managing member of and controls October 3rd, and as such has voting and investment discretion with respect to the securities held by October 3rd and may be deemed to have beneficial ownership of the securities held directly by October 3rd. Mr. Luck disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

Footnote F3

Represents 6,258 shares of restricted stock granted to Mr. Luck pursuant to the Brand Engagement Network Inc. 2023 Long-Term Incentive Plan.

Footnote F4

Represents 7,927 shares of restricted stock granted to Mr. Luck pursuant to the Brand Engagement Network Inc. 2023 Long-Term Incentive Plan.

Footnote F5

The original Form 4, filed on January 16, 2025, is being amended by this Form 4 amendment to reflect that the grant previously reported as having occurred on December 31, 2024 was in fact two separate grants, as well as to correct the number of shares granted and dates of the grants.