Key facts
- This page summarizes VIKING GLOBAL PERFORMANCE LLC's Form 4 filing for Roivant Sciences Ltd. (ROIV).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 26 Jun 2023, 17:10.
VIKING GLOBAL PERFORMANCE LLC - 22 Jun 2023 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ROIV
- Reported as of
- 22 Jun 2023
- Net transaction value
- -$128,700,000
- SEC form
- 4
- Accepted by SEC
- 26 Jun 2023, 17:10:14 UTC
- Prior SEC filing
- 01 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Scott M. Hendler signing on behalf of O. Andreas Halvorsen (8)(9)
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
VIKING GLOBAL PERFORMANCE LLC filed Form 4 for Roivant Sciences Ltd. (ROIV) on 26 Jun 2023.
Change
- Previous filing in this sequence was filed on 01 Oct 2021.
- Current net transaction value: -$128,700,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROIV
transaction
Common Shares
Sale
- Transaction value
- $1,096,484
- Shares
- -110,756
- Change %
- -15%
- Price
- $9.90
- Shares after
- 641,010
- Date
- 22 Jun 2023
- Ownership
- See Explanation of Responses
- Footnotes
- F1, F2, F3, F7
ROIV
transaction
Common Shares
Sale
- Transaction value
- $53,727,726
- Shares
- -5,427,043
- Change %
- -15%
- Price
- $9.90
- Shares after
- 31,409,512
- Date
- 22 Jun 2023
- Ownership
- See Explanation of Responses
- Footnotes
- F1, F2, F4, F7
ROIV
transaction
Common Shares
Sale
- Transaction value
- $51,836,459
- Shares
- -5,236,006
- Change %
- -15%
- Price
- $9.90
- Shares after
- 30,303,871
- Date
- 22 Jun 2023
- Ownership
- See Explanation of Responses
- Footnotes
- F1, F2, F5, F7
ROIV
transaction
Common Shares
Sale
- Transaction value
- $22,039,330
- Shares
- -2,226,195
- Change %
- -15%
- Price
- $9.90
- Shares after
- 12,884,307
- Date
- 22 Jun 2023
- Ownership
- See Explanation of Responses
- Footnotes
- F1, F2, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
VIKING GLOBAL PERFORMANCE LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 7 footnotes
Footnote F1
Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP"), and Viking Global Opportunities Parent GP LLC ("Parent"), which is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds and vehicles, including Viking Global Equities Master Ltd. ("VGEM"), Viking Global Equities II LP ("VGEII"), Viking Long Fund Master Ltd. ("VLFM"), and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund").
Footnote F2
VGI, VGP, VLFGP, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, VLFM, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.
Footnote F3
These shares are held directly by VGEII. VGP is the general partner of VGEII. Because of the relationship between VGP and VGEII, VGP may be deemed to beneficially own the shares held directly by VGEII.
Footnote F4
These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM.
Footnote F5
These shares are held directly by Opportunities Fund. Opportunities Portfolio GP is the general partner of Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Parent is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund.
Footnote F6
These shares are held directly by VLFM. VLFGP provides managerial services to VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares held directly by VLFM.
Footnote F7
The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
SEC remarks
(8) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Because no more than 10 reporting persons can file any one Form 4 through the SEC's EDGAR system, VGI, Parent, Opportunities GP, Opportunities Portfolio GP and Opportunities Fund have jointly filed with the other Reporting Persons on a separate Form 4 filing submitted on the same day hereof. (9) Scott M. Hendler is signing on behalf of Mr. Halvorsen, Mr. Ott and Ms. Shabet, each individually and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES II LP and VIKING GLOBAL EQUITIES MASTER LTD., and as an Executive Committee Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD., pursuant to authorization and designation letters dated February 9, 2021, which were filed with the Securities and Exchange Commission on June 7, 2021.