Scott Richard Goodman - 04 Mar 2025 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Mar 2025, 11:04:25 UTC
Prior SEC filing
05 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Scott Richard Goodman

Key filing fact

Scott Richard Goodman filed Form 4 for ENTERPRISE FINANCIAL SERVICES CORP (EFSC) on 06 Mar 2025.

Key facts

  • This page summarizes Scott Richard Goodman's Form 4 filing for ENTERPRISE FINANCIAL SERVICES CORP (EFSC).
  • 2 reported transactions and 9 derivative rows are listed below.
  • Accepted by SEC: 06 Mar 2025, 11:04.

Change

  • Previous filing in this sequence was filed on 05 Feb 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EFSC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
62,790
Date
04 Mar 2025
Ownership
Direct
EFSC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,031
Date
04 Mar 2025
Ownership
401(k) Plan
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EFSC transaction Derivative

Restricted Share Units

Award

Transaction value
$0
Shares
+1,728
Change %
Price
$0.000000
Shares after
1,728
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,728
Exercise price
Footnotes
F5, F9
EFSC transaction Derivative

Non Qualified Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+5,169
Change %
Price
$0.000000
Shares after
5,169
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,169
Exercise price
$57.17
Footnotes
F10
EFSC holding Derivative

Non Qualified Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,280
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,280
Exercise price
$43.81
EFSC holding Derivative

Non Qualified Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,631
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,631
Exercise price
$48.34
Footnotes
F2
EFSC holding Derivative

Non Qualified Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,474
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,474
Exercise price
$54.46
Footnotes
F3
EFSC holding Derivative

Non Qualified Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,817
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,817
Exercise price
$39.50
Footnotes
F4
EFSC holding Derivative

Restricted Share Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,323
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,323
Exercise price
Footnotes
F5, F6
EFSC holding Derivative

Restricted Share Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,875
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,875
Exercise price
Footnotes
F5, F7
EFSC holding Derivative

Restricted Share Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,978
Date
04 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,978
Exercise price
Footnotes
F5, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.

Footnote F2

This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.

Footnote F3

This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.

Footnote F4

This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.

Footnote F5

The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.

Footnote F6

The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Footnote F7

The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.

Footnote F8

The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Footnote F9

The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.

Footnote F10

The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.

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