Key facts
- This page summarizes Lorenzo de Plano's Form 4 filing for Turning Point Brands, Inc. (TPB).
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 05 Mar 2025, 21:34.
Lorenzo de Plano - 03 Mar 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)
- Reporting relationship
- Chief Strategy Officer
- Issuer ticker
- TPB
- Reported as of
- 03 Mar 2025
- Net transaction value
- +$313,224
- SEC form
- 4
- Accepted by SEC
- 05 Mar 2025, 21:34:05 UTC
- Prior SEC filing
- 06 Jan 2025
- Next SEC filing
- 01 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lorenzo DePlano
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lorenzo de Plano filed Form 4 for Turning Point Brands, Inc. (TPB) on 05 Mar 2025.
Change
- Previous filing in this sequence was filed on 06 Jan 2025.
- Current net transaction value: +$313,224.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TPB
transaction
Common Stock
Award
- Transaction value
- $100,797
- Shares
- +1,433
- Change %
- +4.1%
- Price
- $70.34
- Shares after
- 36,155
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F4
TPB
transaction
Common Stock
Tax liability
- Transaction value
- $61,125
- Shares
- -869
- Change %
- -2.4%
- Price
- $70.34
- Shares after
- 35,286
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F5
TPB
transaction
Common Stock
Award
- Transaction value
- $256,319
- Shares
- +3,644
- Change %
- +10%
- Price
- $70.34
- Shares after
- 38,930
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F6
TPB
transaction
Common Stock
Award
- Transaction value
- $24,689
- Shares
- +351
- Change %
- +0.9%
- Price
- $70.34
- Shares after
- 39,281
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F7
TPB
transaction
Common Stock
Award
- Transaction value
- $83,494
- Shares
- +1,187
- Change %
- +3%
- Price
- $70.34
- Shares after
- 40,468
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F8
TPB
transaction
Common Stock
Award
- Transaction value
- $69,988
- Shares
- +995
- Change %
- +2.5%
- Price
- $70.34
- Shares after
- 41,463
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F9
TPB
transaction
Common Stock
Tax liability
- Transaction value
- $160,938
- Shares
- -2,288
- Change %
- -5.5%
- Price
- $70.34
- Shares after
- 39,175
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F10
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPB
holding
Derivative
Options (2020)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,386
- Date
- 03 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,386
- Exercise price
- $14.85
- Footnotes
- F1
TPB
holding
Derivative
Options (2021)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,100
- Date
- 03 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,100
- Exercise price
- $51.75
- Footnotes
- F2
TPB
holding
Derivative
Options (2022)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,500
- Date
- 03 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $30.46
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 10 footnotes
Footnote F1
Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
Footnote F2
Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Footnote F3
Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
Footnote F4
The reported transaction involved the reporting person's receipt of a grant of 1,433 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,187 restricted stock units and 27,968 shares of common stock.
Footnote F5
The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,754 RSUs and 29,532 shares of Common Stock.
Footnote F6
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,176 shares of common stock.
Footnote F7
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,527 shares of common stock.
Footnote F8
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 34,714 shares of common stock.
Footnote F9
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 35,709 shares of common stock.
Footnote F10
The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,421 shares of common stock.