Key facts
- This page summarizes Summer Frein's Form 4 filing for Turning Point Brands, Inc. (TPB).
- 6 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Mar 2025, 20:00.
Summer Frein - 03 Mar 2025 Form 4 Insider Report for Turning Point Brands, Inc. (TPB)
- Reporting relationship
- Chief Revenue Officer
- Issuer ticker
- TPB
- Reported as of
- 03 Mar 2025
- Net transaction value
- +$238,875
- SEC form
- 4
- Accepted by SEC
- 05 Mar 2025, 20:00:54 UTC
- Prior SEC filing
- 14 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Summer Frien
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Summer Frein filed Form 4 for Turning Point Brands, Inc. (TPB) on 05 Mar 2025.
Change
- Previous filing in this sequence was filed on 14 Jun 2024.
- Current net transaction value: +$238,875.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TPB
transaction
Common Stock
Award
- Transaction value
- $152,990
- Shares
- +2,175
- Change %
- +13%
- Price
- $70.34
- Shares after
- 19,378
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F2
TPB
transaction
Common Stock
Tax liability
- Transaction value
- $106,354
- Shares
- -1,512
- Change %
- -7.8%
- Price
- $70.34
- Shares after
- 17,866
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F3
TPB
transaction
Common Stock
Award
- Transaction value
- $45,721
- Shares
- +650
- Change %
- +3.6%
- Price
- $70.34
- Shares after
- 18,516
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F4
TPB
transaction
Common Stock
Award
- Transaction value
- $145,111
- Shares
- +2,063
- Change %
- +11%
- Price
- $70.34
- Shares after
- 20,579
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F5
TPB
transaction
Common Stock
Award
- Transaction value
- $121,688
- Shares
- +1,730
- Change %
- +8.4%
- Price
- $70.34
- Shares after
- 22,309
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F6
TPB
transaction
Common Stock
Tax liability
- Transaction value
- $120,281
- Shares
- -1,710
- Change %
- -7.7%
- Price
- $70.34
- Shares after
- 20,599
- Date
- 03 Mar 2025
- Ownership
- Direct
- Footnotes
- F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TPB
holding
Derivative
Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,273
- Date
- 03 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,273
- Exercise price
- $31.39
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
Footnote F2
The reported transaction involved the reporting person's receipt of a grant of 2,175 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 14,396 restricted stock units and 4,982 shares of common stock.
Footnote F3
The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 7,700 shares of common stock.
Footnote F4
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 8,350 shares of common stock.
Footnote F5
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,413 shares of common stock.
Footnote F6
Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 12,143 shares of common stock.
Footnote F7
The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 10,166 restricted stock units and 10,433 shares of common stock.