Sanjay Datta - 28 Feb 2025 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Reporting relationship: Chief Financial Officer
Issuer ticker: UPST
Reported as of: 28 Feb 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Mar 2025, 19:58:30 UTC
Prior SEC filing: 24 Feb 2025
Next SEC filing: 22 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Gabrielle Brown, by power of attorney

Key filing fact

Sanjay Datta filed Form 4 for Upstart Holdings, Inc. (UPST) on 04 Mar 2025.

Key facts

This page summarizes Sanjay Datta's Form 4 filing for Upstart Holdings, Inc. (UPST).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 Mar 2025, 19:58.

Change

Previous filing in this sequence was filed on 24 Feb 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UPST transaction

Common Stock

Award

Transaction value: $0
Shares: +29,331
Change %: +9.9%
Price: $0.000000
Shares after: 324,868
Date: 28 Feb 2025
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UPST transaction Derivative

Employee Stock Option (Right to buy)

Award

Transaction value: $0
Shares: +55,728
Change %
Price: $0.000000
Shares after: 55,728
Date: 28 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 55,728
Exercise price: $66.67
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2025 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Footnote F2

Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Footnote F3

1/48th of the shares subject to the option shall vest on March 20, 2025 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.