Reinhard Werner Schwock - 27 Feb 2025 Form 4 Insider Report for HashiCorp, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
03 Mar 2025, 20:43:39 UTC
Prior SEC filing
27 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Warenski, by power of attorney

Key filing fact

Reinhard Werner Schwock filed Form 4 for HashiCorp, Inc. on 03 Mar 2025.

Key facts

  • This page summarizes Reinhard Werner Schwock's Form 4 filing for HashiCorp, Inc..
  • 6 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2025, 20:43.

Change

  • Previous filing in this sequence was filed on 27 Feb 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HCP transaction

Class A Common Stock

Disposed to Issuer

Transaction value
Shares
-176,795
Change %
-100%
Price
Shares after
0
Date
27 Feb 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCP transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-4,441
Change %
-100%
Price
Shares after
0
Date
27 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,441
Exercise price
Footnotes
F2, F3
HCP transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-11,145
Change %
-100%
Price
Shares after
0
Date
27 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
11,145
Exercise price
Footnotes
F2, F4
HCP transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-17,500
Change %
-100%
Price
Shares after
0
Date
27 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
17,500
Exercise price
Footnotes
F2, F5
HCP transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-34,286
Change %
-100%
Price
Shares after
0
Date
27 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
34,286
Exercise price
Footnotes
F2, F6
HCP transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-1,081
Change %
-100%
Price
Shares after
0
Date
27 Feb 2025
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
1,081
Exercise price
Footnotes
F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Reinhard Werner Schwock is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 8 footnotes

Footnote F1

Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc., (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

Footnote F2

Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A common stock.

Footnote F3

The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 603 shares of IBM common stock.

Footnote F4

The remaining RSUs vest in 10 equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 1,515 shares of IBM common stock.

Footnote F5

The remaining RSUs vest in 14 equal quarterly installments beginning on March 20, 2025. Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 2,380 shares of IBM common stock.

Footnote F6

The RSUs vest in 16 equal quarterly installments beginning on June 20, 2025. Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 4,662 shares of IBM common stock.

Footnote F7

Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B common stock.

Footnote F8

The RSUs vest on March 20, 2025. Pursuant to the Merger Agreement, each outstanding RSU was assumed by IBM and converted into restricted stock units for 147 shares of IBM common stock.

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