Jeffrey Clinton Walker - 26 Feb 2025 Form 4/A - Amendment Insider Report for ALLIANCE ENTERTAINMENT HOLDING CORP (AENT)

Reporting relationship: Chief Executive Officer, Director, 10%+ Owner
Issuer ticker: AENT
Reported as of: 26 Feb 2025
Net transaction value: +$291,368
SEC form: 4/A - Amendment
Accepted by SEC: 03 Mar 2025, 16:05:14 UTC
Original report date: 27 Feb 2025
Prior SEC filing: 05 Jul 2023
Next SEC filing: 05 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Jeffrey Walker

Key filing fact

Jeffrey Clinton Walker filed Form 4/A - Amendment for ALLIANCE ENTERTAINMENT HOLDING CORP (AENT) on 03 Mar 2025.

Key facts

This page summarizes Jeffrey Clinton Walker's Form 4/A - Amendment filing for ALLIANCE ENTERTAINMENT HOLDING CORP (AENT).
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 03 Mar 2025, 16:05.

Change

Previous filing in this sequence was filed on 05 Jul 2023.
Current net transaction value: +$291,368.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AENT transaction

Class A Common Stock

Purchase

Transaction value: $141,354
Shares: +36,684
Change %: +0.16%
Price: $3.85
Shares after: 22,972,762
Date: 26 Feb 2025
Ownership: Direct
Footnotes: F1, F2

AENT transaction

Class A Common Stock

Purchase

Transaction value: $127,715
Shares: +32,500
Change %: +0.14%
Price: $3.93
Shares after: 23,005,262
Date: 27 Feb 2025
Ownership: Direct
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AENT transaction Derivative

Warrant

Purchase

Transaction value: $7,372
Shares: +28,476
Change %
Price: $0.2589
Shares after: 28,476
Date: 26 Feb 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 28,476
Exercise price: $11.50
Footnotes: F4

AENT transaction Derivative

Warrant

Purchase

Transaction value: $14,926
Shares: +52,500
Change %: +184%
Price: $0.2843
Shares after: 80,976
Date: 27 Feb 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 52,500
Exercise price: $11.50
Footnotes: F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This Amendment is being filed to correct the price reported for the shares of common stock purchased on February 26, 2025 and February 27, 2025.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.9852. The reporting person undertakes to provide to Alliance Entertainment Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00.

Footnote F4

The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2292 to $0.2866.

Footnote F5

The price repaid in column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.27 to $0.30.