Fabrizio Battaglia - 21 Dec 2023 Form 4/A - Amendment Insider Report for MOBIX LABS, INC (MOBX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4/A - Amendment
Accepted by SEC
27 Feb 2025, 20:04:55 UTC
Original report date
26 Dec 2023
Next SEC filing
17 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Fabrizio Battaglia

Key filing fact

Fabrizio Battaglia filed Form 4/A - Amendment for MOBIX LABS, INC (MOBX) on 27 Feb 2025.

Key facts

  • This page summarizes Fabrizio Battaglia's Form 4/A - Amendment filing for MOBIX LABS, INC (MOBX).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 27 Feb 2025, 20:04.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MOBX transaction Derivative

Options (Right to Buy)

Award

Transaction value
$0
Shares
+323,529
Change %
Price
$0.000000
Shares after
323,529
Date
21 Dec 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
323,529
Exercise price
$0.1700
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of shares, which should have been reported as the acquisition of options. The Reporting Person does not directly hold any shares of Class A Common Stock.

Footnote F2

Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of options exercisable into shares of Class A Common Stock.

Footnote F3

These options are fully vested and exercisable.

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