Joseph Simon - 19 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Chief Financial Officer
Issuer ticker: MC
Reported as of: 19 Feb 2025
Net transaction value: -$426,192
SEC form: 4
Accepted by SEC: 21 Feb 2025, 19:20:30 UTC
Prior SEC filing: 20 Feb 2025
Next SEC filing: 31 Mar 2025
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon

Key filing fact

Joseph Simon filed Form 4 for Moelis & Co (MC) on 21 Feb 2025.

Key facts

This page summarizes Joseph Simon's Form 4 filing for Moelis & Co (MC).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 21 Feb 2025, 19:20.

Change

Previous filing in this sequence was filed on 20 Feb 2025.
Current net transaction value: -$426,192.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MC transaction

Class A common Stock

Options Exercise

Transaction value
Shares: +11,824
Change %: +71%
Price
Shares after: 28,591
Date: 19 Feb 2025
Ownership: Direct
Footnotes: F1

MC transaction

Class A Common Stock

Tax liability

Transaction value: $99.9
Shares: -1
Change %: -0%
Price: $74.00
Shares after: 28,590
Date: 19 Feb 2025
Ownership: Direct

MC transaction

Class A Common Stock

Sale

Transaction value: $426,092
Shares: -5,758
Change %: -20%
Price: $74.00
Shares after: 22,832
Date: 19 Feb 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2019 Incentive Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -7,467
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 19 Feb 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 7,467
Exercise price
Footnotes: F3

MC transaction Derivative

2020 Incentive Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -4,358
Change %: -50%
Price: $0.000000
Shares after: 4,358
Date: 19 Feb 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 4,358
Exercise price
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Footnote F2

Class A Common Stock sold by Mr. Simon in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

Footnote F3

The RSUs were settled for Class A common stock on February 19, 2025.