BAMCO INC /NY/ - 20 Feb 2025 Form 4 Insider Report for FIGS, Inc. (FIGS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Feb 2025, 08:47:36 UTC
Prior SEC filing
23 Jan 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ronald Baron

Key filing fact

BAMCO INC /NY/ filed Form 4 for FIGS, Inc. (FIGS) on 21 Feb 2025.

Key facts

  • This page summarizes BAMCO INC /NY/'s Form 4 filing for FIGS, Inc. (FIGS).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Feb 2025, 08:47.

Change

  • Previous filing in this sequence was filed on 23 Jan 2025.
  • Current net transaction value: +$54,961,412.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FIGS transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$54,961,412
Shares
+8,793,826
Change %
+46%
Price
$6.25
Shares after
27,833,825
Date
20 Feb 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FIGS transaction Derivative

Option

Conversion of derivative security

Transaction value
$0
Shares
-8,793,826
Change %
-100%
Price
$0.000000
Shares after
0
Date
20 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
8,793,826
Exercise price
$6.25
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

Footnote F2

Reflects an option to purchase 8,793,826 shares of Class A Common Stock of the Issuer during the period from and after the first business day following the expiration or termination of any applicable waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended (such date, the "HSR Satisfaction Date") and ending on May 7, 2025, at an exercise price of $6.25 per share.

SEC remarks

BAMCO, Inc. is a subsidiary of Baron Capital Group, Inc. Ronald Baron is the Chairman and CEO of each of BAMCO, Baron Capital Group, Inc. and Baron Capital Management, Inc.

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