Key facts
- This page summarizes Kenneth Moelis's Form 4 filing for Moelis & Co (MC).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 20 Feb 2025, 19:00.
Kenneth Moelis - 18 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)
- Reporting relationship
- Chairman, CEO, Director
- Issuer ticker
- MC
- Reported as of
- 18 Feb 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Feb 2025, 19:00:53 UTC
- Prior SEC filing
- 06 Feb 2025
- Next SEC filing
- 21 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kenneth Moelis filed Form 4 for Moelis & Co (MC) on 20 Feb 2025.
Change
- Previous filing in this sequence was filed on 06 Feb 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MC
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +160,000
- Change %
- +186047%
- Price
- Shares after
- 160,086
- Date
- 18 Feb 2025
- Ownership
- Direct
- Footnotes
- F1
MC
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +1
- Change %
- +0%
- Price
- Shares after
- 160,087
- Date
- 18 Feb 2025
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MC
transaction
Derivative
2020 LP Units of MCGEH
Options Exercise
- Transaction value
- Shares
- -32,253
- Change %
- -50%
- Price
- Shares after
- 32,254
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 32,253
- Exercise price
- Footnotes
- F1, F3, F4
MC
transaction
Derivative
2021 LP Units of MCGEH
Options Exercise
- Transaction value
- Shares
- -14,101
- Change %
- -9.4%
- Price
- Shares after
- 136,595
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 14,101
- Exercise price
- Footnotes
- F1, F3, F5
MC
transaction
Derivative
2021 Vested LP Units of MCGEH
Options Exercise
- Transaction value
- Shares
- -113,646
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 113,646
- Exercise price
- Footnotes
- F1, F3, F6
MC
transaction
Derivative
Class B Common Stock, par value $0.01
Options Exercise
- Transaction value
- Shares
- -3,453
- Change %
- -0.08%
- Price
- Shares after
- 4,328,166
- Date
- 18 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock, par value $0.01
- Underlying amount
- 1
- Exercise price
- Footnotes
- F2, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3.
Footnote F2
The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
Footnote F3
Certain of the 2020 LP Units, 2021 LP Units and 2021 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below).
Footnote F4
The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Footnote F5
The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Footnote F6
The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Footnote F7
Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.