Key facts
- This page summarizes Michael R. Guzzetta's Form 4 filing for ProtoKinetix, Inc. (PKTX).
- 6 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 09 Dec 2022, 16:14.
Michael R. Guzzetta - 07 Dec 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)
- SEC form
- 4
- Accepted by SEC
- 09 Dec 2022, 16:14:37 UTC
- Prior SEC filing
- 18 May 2022
- Next SEC filing
- 27 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael R. Guzzetta
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael R. Guzzetta filed Form 4 for ProtoKinetix, Inc. (PKTX) on 09 Dec 2022.
Change
- Previous filing in this sequence was filed on 18 May 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PKTX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 716,369
- Date
- 07 Dec 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PKTX
transaction
Derivative
Stock Option
Other
- Transaction value
- $0
- Shares
- -1,500,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,500,000
- Exercise price
- $0.0600
- Footnotes
- F1
PKTX
transaction
Derivative
Stock Option
Other
- Transaction value
- $0
- Shares
- -7,500,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,500,000
- Exercise price
- $0.1100
- Footnotes
- F1
PKTX
transaction
Derivative
Stock Option
Other
- Transaction value
- $0
- Shares
- -260,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 260,000
- Exercise price
- $0.1100
- Footnotes
- F1
PKTX
transaction
Derivative
Stock Option
Other
- Transaction value
- $0
- Shares
- -4,000,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,000,000
- Exercise price
- $0.0900
- Footnotes
- F1
PKTX
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +11,760,000
- Change %
- Price
- $0.000000
- Shares after
- 11,760,000
- Date
- 07 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,760,000
- Exercise price
- $0.0280
- Footnotes
- F2
PKTX
transaction
Derivative
Sotck Option
Award
- Transaction value
- $0
- Shares
- +1,500,000
- Change %
- Price
- $0.000000
- Shares after
- 1,500,000
- Date
- 07 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,500,000
- Exercise price
- $0.0280
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Cancellation of options with no value received.
Footnote F2
Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
Footnote F3
Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,125,000 options vested December 7, 2022; 375,000 options vest December 31, 2022.