Key facts
- This page summarizes Robert L. Reffkin's Form 4 filing for Compass, Inc. (COMP).
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 19 Feb 2025, 21:01.
Robert L. Reffkin - 14 Feb 2025 Form 4 Insider Report for Compass, Inc. (COMP)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- COMP
- Reported as of
- 14 Feb 2025
- Net transaction value
- -$25,044,667
- SEC form
- 4
- Accepted by SEC
- 19 Feb 2025, 21:01:04 UTC
- Prior SEC filing
- 13 Feb 2025
- Next SEC filing
- 02 Jan 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Bradley K. Serwin, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert L. Reffkin filed Form 4 for Compass, Inc. (COMP) on 19 Feb 2025.
Change
- Previous filing in this sequence was filed on 13 Feb 2025.
- Current net transaction value: -$25,044,667.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
COMP
transaction
Class A Common Stock
Sale
- Transaction value
- $6,131,567
- Shares
- -775,490
- Change %
- -68%
- Price
- $7.91
- Shares after
- 363,646
- Date
- 14 Feb 2025
- Ownership
- Direct
- Footnotes
- F1, F2
COMP
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +1,636,354
- Change %
- +450%
- Price
- $0.000000
- Shares after
- 2,000,000
- Date
- 19 Feb 2025
- Ownership
- Direct
- Footnotes
- F3, F4
COMP
transaction
Class A Common Stock
Sale
- Transaction value
- $8,978,400
- Shares
- -1,000,000
- Change %
- -50%
- Price
- $8.98
- Shares after
- 1,000,000
- Date
- 19 Feb 2025
- Ownership
- Direct
- Footnotes
- F1, F5
COMP
transaction
Class A Common Stock
Sale
- Transaction value
- $9,934,700
- Shares
- -1,000,000
- Change %
- -100%
- Price
- $9.93
- Shares after
- 0
- Date
- 19 Feb 2025
- Ownership
- Direct
- Footnotes
- F1, F6
COMP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,828,116
- Date
- 14 Feb 2025
- Ownership
- See Footnotes
- Footnotes
- F7
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
COMP
transaction
Derivative
Class C Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -1,636,354
- Change %
- -21%
- Price
- $0.000000
- Shares after
- 5,997,433
- Date
- 19 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,636,354
- Exercise price
- Footnotes
- F3, F4
COMP
holding
Derivative
Class C Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,125,000
- Date
- 14 Feb 2025
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,125,000
- Exercise price
- Footnotes
- F4, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 8 footnotes
Footnote F1
Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. With this filing and these sales, the plan is complete.
Footnote F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.925 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F3
Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.
Footnote F4
Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.
Footnote F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.035 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F6
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.005 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F7
Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
Footnote F8
Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.