Sergio Cervantes - 15 Feb 2025 Form 4 Insider Report for Grove Collaborative Holdings, Inc. (GROV)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 Feb 2025, 20:19:22 UTC
Prior SEC filing
19 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Barbara Wallace, Attorney-in-Fact for Sergio Cervantes

Key filing fact

Sergio Cervantes filed Form 4 for Grove Collaborative Holdings, Inc. (GROV) on 19 Feb 2025.

Key facts

  • This page summarizes Sergio Cervantes's Form 4 filing for Grove Collaborative Holdings, Inc. (GROV).
  • 12 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 19 Feb 2025, 20:19.

Change

  • Previous filing in this sequence was filed on 19 Nov 2024.
  • Current net transaction value: -$57,452.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GROV transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+8,820
Change %
+3.4%
Price
Shares after
271,106
Date
15 Feb 2025
Ownership
Direct
Footnotes
F1
GROV transaction

Class A Common Stock

Tax liability

Transaction value
$7,304
Shares
-4,322
Change %
-1.6%
Price
$1.69
Shares after
266,784
Date
15 Feb 2025
Ownership
Direct
Footnotes
F2
GROV transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+25,347
Change %
+9.5%
Price
Shares after
292,131
Date
15 Feb 2025
Ownership
Direct
Footnotes
F1
GROV transaction

Class A Common Stock

Tax liability

Transaction value
$20,990
Shares
-12,420
Change %
-4.3%
Price
$1.69
Shares after
279,711
Date
15 Feb 2025
Ownership
Direct
Footnotes
F2
GROV transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+31,209
Change %
+11%
Price
Shares after
310,920
Date
15 Feb 2025
Ownership
Direct
Footnotes
F1
GROV transaction

Class A Common Stock

Tax liability

Transaction value
$25,845
Shares
-15,293
Change %
-4.9%
Price
$1.69
Shares after
295,627
Date
15 Feb 2025
Ownership
Direct
Footnotes
F2
GROV transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+4,000
Change %
+1.4%
Price
Shares after
299,627
Date
15 Feb 2025
Ownership
Direct
Footnotes
F1
GROV transaction

Class A Common Stock

Tax liability

Transaction value
$3,312
Shares
-1,960
Change %
-0.65%
Price
$1.69
Shares after
297,667
Date
15 Feb 2025
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GROV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-8,820
Change %
-17%
Price
Shares after
44,103
Date
15 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
8,820
Exercise price
Footnotes
F1, F3, F4
GROV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-25,347
Change %
-11%
Price
Shares after
202,770
Date
15 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
25,347
Exercise price
Footnotes
F1, F4, F5
GROV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-31,209
Change %
-33%
Price
Shares after
62,425
Date
15 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
31,209
Exercise price
Footnotes
F1, F4, F6
GROV transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-4,000
Change %
-33%
Price
Shares after
8,000
Date
15 Feb 2025
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
4,000
Exercise price
Footnotes
F1, F4, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Sergio Cervantes is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Footnote F2

These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Footnote F3

These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason.

Footnote F4

The RSUs have no expiration date.

Footnote F5

These RSUs will vest in quarterly installments each February 15, May 15, August 15 and November 15 commencing on May 15, 2024, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

Footnote F6

1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .