Jeffrey Chi - 14 Feb 2025 Form 4 Insider Report for Aardvark Therapeutics, Inc. (AARD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Feb 2025, 16:57:41 UTC
Prior SEC filing
12 Feb 2025
Next SEC filing
13 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey Chi

Key filing fact

Jeffrey Chi filed Form 4 for Aardvark Therapeutics, Inc. (AARD) on 19 Feb 2025.

Key facts

  • This page summarizes Jeffrey Chi's Form 4 filing for Aardvark Therapeutics, Inc. (AARD).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 Feb 2025, 16:57.

Change

  • Previous filing in this sequence was filed on 12 Feb 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AARD transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+133,364
Change %
Price
Shares after
133,364
Date
14 Feb 2025
Ownership
By Vickers Venture Co-investment LLC
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AARD transaction Derivative

Series C Convertible Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,130,135
Change %
-100%
Price
$0.000000
Shares after
0
Date
14 Feb 2025
Ownership
By Vickers Venture Co-investment LLC
Underlying class
Common Stock
Underlying amount
133,364
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Series C Convertible Preferred Stock of Aardvark Therapeutics, Inc. (the "Issuer") automatically converted on an 8.474-for-1 basis into shares of the Common Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock. The Series C Convertible Preferred Stock had no expiration date.

Footnote F2

Vickers Venture Co-investment LLC ("Vickers Co-investment") is managed by Vickers Venture Partners (S) Pte. Ltd. which is in turn managed by its directors, being Dr. Jeffrey Chi and Dr. Finian Tan, who collectively exercise sole voting and dispositive power over the securities held by Vickers Co-investment. Each of Vickers Venture Partners (S) Pte. Ltd., Dr. Jeffrey Chi and Dr. Finian Tan disclaims beneficial ownership of these securities, except to the extent of its or his proportionate pecuniary interest therein.

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