Rakhi Kumar - 13 Feb 2025 Form 4 Insider Report for Roivant Sciences Ltd. (ROIV)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 Feb 2025, 21:00:26 UTC
Prior SEC filing
22 Jan 2025
Next SEC filing
24 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Jo Chen, as Attorney-in-Fact for Rakhi Kumar

Key filing fact

Rakhi Kumar filed Form 4 for Roivant Sciences Ltd. (ROIV) on 18 Feb 2025.

Key facts

  • This page summarizes Rakhi Kumar's Form 4 filing for Roivant Sciences Ltd. (ROIV).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 18 Feb 2025, 21:00.

Change

  • Previous filing in this sequence was filed on 22 Jan 2025.
  • Current net transaction value: -$1,650,950.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROIV transaction

Common Shares

Options Exercise

Transaction value
$721,875
Shares
+187,500
Change %
+92%
Price
$3.85
Shares after
390,764
Date
13 Feb 2025
Ownership
Direct
ROIV transaction

Common Shares

Sale

Transaction value
$2,372,825
Shares
-227,500
Change %
-58%
Price
$10.43
Shares after
163,264
Date
13 Feb 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROIV transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-187,500
Change %
-38%
Price
$0.000000
Shares after
312,500
Date
13 Feb 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
187,500
Exercise price
$3.85
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price reported in column 4 is a weighted average price. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range.

Footnote F2

Award of stock options to purchase Common Shares with a vesting commencement date of April 20, 2022. These options vest and become exercisable (i) 25% on the first anniversary of the applicable vesting commencement date and (ii) in 36 equal monthly installments thereafter, subject generally to the reporting person's continuous service through each vesting date (unless otherwise provided in the applicable award documentation).

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