Sexton O Griffith - 12 Feb 2025 Form 4 Insider Report for Hamilton Lane INC (HLNE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Feb 2025, 16:43:20 UTC
Prior SEC filing
18 Sep 2024
Next SEC filing
18 Sep 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Lauren Platko, attorney-in-fact

Key filing fact

Sexton O Griffith filed Form 4 for Hamilton Lane INC (HLNE) on 14 Feb 2025.

Key facts

  • This page summarizes Sexton O Griffith's Form 4 filing for Hamilton Lane INC (HLNE).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Feb 2025, 16:43.

Change

  • Previous filing in this sequence was filed on 18 Sep 2024.
  • Current net transaction value: -$7,950,050.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HLNE transaction

Class B Common Stock

Other

Transaction value
$25
Shares
-25,000
Change %
-7.9%
Price
$0.001000
Shares after
291,233
Date
12 Feb 2025
Ownership
See footnote
Footnotes
F2, F3, F4
HLNE transaction

Class B Common Stock

Other

Transaction value
$25
Shares
-25,000
Change %
-7.9%
Price
$0.001000
Shares after
291,233
Date
12 Feb 2025
Ownership
See footnote
Footnotes
F2, F3, F5
HLNE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,521
Date
12 Feb 2025
Ownership
Direct
HLNE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,414
Date
12 Feb 2025
Ownership
See footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HLNE transaction Derivative

Class B Units

Other

Transaction value
$3,975,000
Shares
-25,000
Change %
-7.9%
Price
$159.00
Shares after
291,233
Date
12 Feb 2025
Ownership
By the 2008 Sexton Des. Trust FBO Laura Sexton
Underlying class
Class A Common Stock
Underlying amount
25,000
Exercise price
Footnotes
F2, F6, F7
HLNE transaction Derivative

Class B Units

Other

Transaction value
$3,975,000
Shares
-25,000
Change %
-7.9%
Price
$159.00
Shares after
291,233
Date
12 Feb 2025
Ownership
By the 2008 Sexton Des. Trust FBO Matthew Sexton
Underlying class
Class A Common Stock
Underlying amount
25,000
Exercise price
Footnotes
F2, F6, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Mr. Sexton holds these shares indirectly through the O. Griffith Sexton 2016 Revocable Trust. Mr. Sexton is sole settlor, beneficiary, and trustee of the trust.

Footnote F2

The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash.

Footnote F3

The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.

Footnote F4

The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust.

Footnote F5

The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust.

Footnote F6

Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.

Footnote F7

The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC.

Footnote F8

The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC.

SEC remarks

This form is filed by (i) Mr. O. Griffith Sexton, (ii) the Laura Sexton Trust and (iii) the Matthew Sexton Trust ((ii) and (iii) together, the "Trusts"). Mr. Sexton serves as trustee of each Trust. The Trusts are members of a group that beneficially owns more than 10% of the Issuer's Class A common stock. Mr. Sexton is also a director of the Issuer.

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