Key facts
- This page summarizes Angela K. Ho's Form 4 filing for RETAIL OPPORTUNITY INVESTMENTS CORP.
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 14 Feb 2025, 16:12.
Angela K. Ho - 12 Feb 2025 Form 4 Insider Report for RETAIL OPPORTUNITY INVESTMENTS CORP
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 12 Feb 2025
- Net transaction value
- -$461,125
- SEC form
- 4
- Accepted by SEC
- 14 Feb 2025, 16:12:21 UTC
- Prior SEC filing
- 07 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert M. Worden, Attorney-in-fact for Angela K. Ho
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Angela K. Ho filed Form 4 for RETAIL OPPORTUNITY INVESTMENTS CORP on 14 Feb 2025.
Change
- Previous filing in this sequence was filed on 07 Mar 2024.
- Current net transaction value: -$461,125.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROIC
transaction
Common Stock, par value $0.0001 per share
Disposed to Issuer
- Transaction value
- $461,125
- Shares
- -26,350
- Change %
- -100%
- Price
- $17.50
- Shares after
- 0
- Date
- 12 Feb 2025
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Angela K. Ho is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 6, 2024, by and among Montana Purchaser LLC ("Buyer 1"), Mountain Purchaser LLC ("Buyer 2"), Big Sky Purchaser LLC ("Buyer 3" and, together with Buyer 1 and Buyer 2, collectively, the "Parent Entities"), Montana Merger Sub Inc. ("Merger Sub I"), Montana Merger Sub II LLC ("Merger Sub II"), the Company and Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the "Partnership") at the Company Merger Effective Time (as defined in the Merger Agreement), each outstanding share of common stock was automatically canceled and converted into the right to receive an amount in cash equal to $17.50, without interest. As of the Company Merger Effective Time all common stock issued and outstanding immediately prior to the Company Merger Effective Time are no longer outstanding and were automatically canceled and cease to exist.