Stephen S. Schwartz - 03 Feb 2023 Form 4 Insider Report for SPIRE INC (SR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Feb 2023, 17:12:38 UTC
Prior SEC filing
21 Nov 2022
Next SEC filing
17 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Courtney Vomund as attorney in fact for Schwartz, Stephen S.

Key filing fact

Stephen S. Schwartz filed Form 4 for SPIRE INC (SR) on 06 Feb 2023.

Key facts

  • This page summarizes Stephen S. Schwartz's Form 4 filing for SPIRE INC (SR).
  • 5 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 06 Feb 2023, 17:12.

Change

  • Previous filing in this sequence was filed on 21 Nov 2022.
  • Current net transaction value: +$120,188.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SR transaction Derivative

Phantom Stock

Award

Transaction value
$24,038
Shares
+318
Change %
+6.5%
Price
$75.59
Shares after
5,208
Date
03 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
318
Exercise price
Footnotes
F1
SR transaction Derivative

Phantom Stock

Award

Transaction value
$24,038
Shares
+318
Change %
+6.1%
Price
$75.59
Shares after
5,526
Date
03 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
318
Exercise price
Footnotes
F2
SR transaction Derivative

Phantom Stock

Award

Transaction value
$24,038
Shares
+318
Change %
+5.8%
Price
$75.59
Shares after
5,844
Date
03 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
318
Exercise price
Footnotes
F3
SR transaction Derivative

Phantom Stock

Award

Transaction value
$24,038
Shares
+318
Change %
+5.4%
Price
$75.59
Shares after
6,162
Date
03 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
318
Exercise price
Footnotes
F4
SR transaction Derivative

Phantom Stock

Award

Transaction value
$24,038
Shares
+318
Change %
+5.2%
Price
$75.59
Shares after
6,480
Date
03 Feb 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
318
Exercise price
Footnotes
F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.

Footnote F2

Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.

Footnote F3

Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.

Footnote F4

Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.

Footnote F5

Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.

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