Kyle Haug - 10 Feb 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Feb 2025, 16:56:17 UTC
Prior SEC filing
17 Nov 2023
Next SEC filing
24 Mar 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kyle Haug

Key filing fact

Kyle Haug filed Form 4 for Dominari Holdings Inc. (DOMH) on 12 Feb 2025.

Key facts

  • This page summarizes Kyle Haug's Form 4 filing for Dominari Holdings Inc. (DOMH).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 12 Feb 2025, 16:56.

Change

  • Previous filing in this sequence was filed on 17 Nov 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOMH transaction

Common Stock

Purchase

Transaction value
Shares
+14,409
Change %
Price
Shares after
14,409
Date
10 Feb 2025
Ownership
Direct
Footnotes
F1
DOMH transaction

Common Stock

Award

Transaction value
Shares
+10,000
Change %
+69%
Price
Shares after
24,409
Date
10 Feb 2025
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DOMH transaction Derivative

Series A Warrants (right to buy)

Purchase

Transaction value
Shares
+14,409
Change %
Price
Shares after
14,409
Date
10 Feb 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,409
Exercise price
$3.72
Footnotes
F1
DOMH transaction Derivative

Series B Warrants (right to buy)

Purchase

Transaction value
Shares
+14,409
Change %
Price
Shares after
14,409
Date
10 Feb 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,409
Exercise price
$4.22
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On February 10, 2025, the Reporting Person purchased shares of the Issuer's common stock together with Series A Warrants and Series B Warrants in the Issuer's private placement offering which closed on February 12, 2025, at a combined offering price of $3.47.

Footnote F2

On February 10, 2025, the Reporting Person was granted 10,000 shares of restricted stock at $3.22 per share pursuant to the Company's 2022 Equity Incentive Plan.

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