Mats Wahlstrom - 10 Feb 2025 Form 4 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Feb 2025, 17:59:14 UTC
Prior SEC filing
19 Dec 2024
Next SEC filing
28 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sean Murphy, Attorney-in-Fact

Key filing fact

Mats Wahlstrom filed Form 4 for TriSalus Life Sciences, Inc. (TLSI) on 11 Feb 2025.

Key facts

  • This page summarizes Mats Wahlstrom's Form 4 filing for TriSalus Life Sciences, Inc. (TLSI).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 11 Feb 2025, 17:59.

Change

  • Previous filing in this sequence was filed on 19 Dec 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TLSI transaction Derivative

Series A Convertible Preferred Stock

Other

Transaction value
$0
Shares
+44,750
Change %
+90%
Price
$0.000000
Shares after
94,750
Date
10 Feb 2025
Ownership
By Leonard Capital LLC
Underlying class
Common Stock
Underlying amount
44,750
Exercise price
$5.28
Footnotes
F1, F2, F3, F4, F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The conversion price (the "Conversion Price") reflects the reset effective as of February 10, 2025, which reset occurred in accordance with the terms of the Issuer's Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock of the Issuer filed with the Delaware Secretary of State on August 10, 2023.

Footnote F2

Effective February 10, 2025, the Conversion Price of the 50,000 shares of Series A Convertible Preferred Stock (the "Preferred Stock") held by the Reporting Person was reset in accordance with the terms of the Preferred Stock, resulting in an increase in the number of shares of Common Stock issuable upon conversion of the Preferred Stock.

Footnote F3

After giving effect to the Conversion Price reset, the Preferred Stock is convertible, in whole or in part, into 94,750 shares of Common Stock of the Issuer (based on a Conversion Price of $5.277 per share, which is subject to adjustment upon the occurrence of certain events) at any time, at the Reporting Person's election.

Footnote F4

All then outstanding shares of Preferred Stock are automatically converted into shares of the Issuer's Common Stock on August 10, 2027.

Footnote F5

Represents the incremental number of shares of Common Stock that are issuable upon conversion of the Preferred Stock as a result of the Conversion Price reset.

Footnote F6

The Reporting Person shares voting and investment discretion with his spouse with respect to the shares held directly by Leonard Capital LLC.

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