Key facts
- This page summarizes Justin B. Stiefel's Form 4 filing for Heritage Distilling Holding Company, Inc. (CASK).
- 2 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 07 Feb 2025, 17:36.
Justin B. Stiefel - 07 Feb 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)
- Reporting relationship
- CEO & Treasurer, Director
- Issuer ticker
- CASK
- Reported as of
- 07 Feb 2025
- Net transaction value
- +$6,513
- SEC form
- 4
- Accepted by SEC
- 07 Feb 2025, 17:36:40 UTC
- Prior SEC filing
- 26 Nov 2024
- Next SEC filing
- 27 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Justin B. Stiefel
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Justin B. Stiefel filed Form 4 for Heritage Distilling Holding Company, Inc. (CASK) on 07 Feb 2025.
Change
- Previous filing in this sequence was filed on 26 Nov 2024.
- Current net transaction value: +$6,513.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CASK
transaction
Common Stock
Purchase
- Transaction value
- $3,499
- Shares
- +2,916
- Change %
- +7.2%
- Price
- $1.20
- Shares after
- 43,615
- Date
- 07 Feb 2025
- Ownership
- Direct
- Footnotes
- F1
CASK
transaction
Common Stock
Purchase
- Transaction value
- $3,014
- Shares
- +2,450
- Change %
- +3.8%
- Price
- $1.23
- Shares after
- 67,294
- Date
- 07 Feb 2025
- Ownership
- By spouse
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CASK
holding
Derivative
Warrants to Puchase Shares of Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 27,398
- Date
- 07 Feb 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 27,398
- Exercise price
- $8.00
- Footnotes
- F3
CASK
holding
Derivative
Warrants to Puchase Shares of Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 54,796
- Date
- 07 Feb 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 54,796
- Exercise price
- $12.00
- Footnotes
- F3
CASK
holding
Derivative
Warrants to Puchase Shares of Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 68,495
- Date
- 07 Feb 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 68,495
- Exercise price
- $20.00
- Footnotes
- F3
CASK
holding
Derivative
Warrants to Puchase Shares of Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 75,688
- Date
- 07 Feb 2025
- Ownership
- By Spouse
- Underlying class
- Common Stock
- Underlying amount
- 75,688
- Exercise price
- $8.00
- Footnotes
- F2, F3
CASK
holding
Derivative
Warrants to Puchase Shares of Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 151,376
- Date
- 07 Feb 2025
- Ownership
- By Spouse
- Underlying class
- Common Stock
- Underlying amount
- 151,376
- Exercise price
- $12.00
- Footnotes
- F2, F3
CASK
holding
Derivative
Warrants to Puchase Shares of Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 189,220
- Date
- 07 Feb 2025
- Ownership
- By Spouse
- Underlying class
- Common Stock
- Underlying amount
- 189,220
- Exercise price
- $20.00
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes 4,653 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
Footnote F2
These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Footnote F3
The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days.
SEC remarks
The reporting person's Form 3 omitted 150,689 warrants to purchase common stock held directly by the reporting person and 416,284 warrants to purchase common stock held indirectly by the reporting person's spouse due to an administrative error. This Form 4 has been updated to correct this error.