Key facts
- This page summarizes Joseph Simon's Form 4 filing for Moelis & Co (MC).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 06 Feb 2025, 20:55.
Joseph Simon - 04 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- MC
- Reported as of
- 04 Feb 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Feb 2025, 20:55:05 UTC
- Prior SEC filing
- 04 Dec 2024
- Next SEC filing
- 20 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joseph Simon filed Form 4 for Moelis & Co (MC) on 06 Feb 2025.
Change
- Previous filing in this sequence was filed on 04 Dec 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MC
transaction
Derivative
2023 Vested LP Units of MCGEH
Award
- Transaction value
- $0
- Shares
- +17,384
- Change %
- Price
- $0.000000
- Shares after
- 17,384
- Date
- 04 Feb 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 17,384
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.
Footnote F2
Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 Vested LP Units"). The 2023 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2026, and (b) and 20% on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2027) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2023 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire.