Key facts
- This page summarizes Sir John Parker's Form 4 filing for CARNIVAL PLC (CUK).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 18 Apr 2022, 15:42.
Sir John Parker - 14 Apr 2022 Form 4 Insider Report for CARNIVAL PLC (CUK)
- Reporting relationship
- Director
- Issuer ticker
- CUK
- Reported as of
- 14 Apr 2022
- Net transaction value
- -$125,548
- SEC form
- 4
- Accepted by SEC
- 18 Apr 2022, 15:42:33 UTC
- Prior SEC filing
- 12 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sir John Parker
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sir John Parker filed Form 4 for CARNIVAL PLC (CUK) on 18 Apr 2022.
Change
- Previous filing in this sequence was filed on 12 Apr 2022.
- Current net transaction value: -$125,548.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CUK
transaction
Ordinary Shares
Sale
- Transaction value
- $125,548
- Shares
- -7,048
- Change %
- -100%
- Price
- $17.81
- Shares after
- 0
- Date
- 14 Apr 2022
- Ownership
- By Trust
- Footnotes
- F1, F2
CUK
holding
Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,004
- Date
- 14 Apr 2022
- Ownership
- Direct
CUK
holding
Trust Shares (beneficial Interest In Special Voting Share)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,668
- Date
- 14 Apr 2022
- Ownership
- Direct
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The transaction was conducted in British Pounds. The sale price of GBP13.66 was converted into US$ at the April 14, 2022 conversion rate of GBP1 = USD1.3041.
Footnote F2
Held by Julius Baer International Ltd. on behalf of Barnett Waddingham Trustees Ltd., the trustee for Sir John Parker's Fixed Unapproved Restricted Retirement Scheme.
Footnote F3
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.