James Emmett Young - 27 Jan 2025 Form 4 Insider Report for TriSalus Life Sciences, Inc. (TLSI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Jan 2025, 18:03:45 UTC
Prior SEC filing
15 Jan 2025
Next SEC filing
06 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James Emmett Young

Key filing fact

James Emmett Young filed Form 4 for TriSalus Life Sciences, Inc. (TLSI) on 29 Jan 2025.

Key facts

  • This page summarizes James Emmett Young's Form 4 filing for TriSalus Life Sciences, Inc. (TLSI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Jan 2025, 18:03.

Change

  • Previous filing in this sequence was filed on 15 Jan 2025.
  • Current net transaction value: +$129,600.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TLSI transaction

Common Stock

Award

Transaction value
$0
Shares
+12,500
Change %
+135%
Price
$0.000000
Shares after
21,726
Date
27 Jan 2025
Ownership
Direct
Footnotes
F1
TLSI transaction

Common Stock

Purchase

Transaction value
$129,600
Shares
+24,000
Change %
Price
$5.40
Shares after
24,000
Date
27 Jan 2025
Ownership
By Kathleen A. Young Living Trust
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TLSI transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value
$0
Shares
+75,000
Change %
Price
$0.000000
Shares after
75,000
Date
27 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
75,000
Exercise price
$5.30
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents grant of restricted stock units (the "RSU Award") payable solely in common stock of the Issuer. The shares subject to the RSU Award vest in four equal annual installments commencing on January 1, 2025, subject to the Reporting Person's continued service with the Issuer on each respective vesting date.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F3

The Reporting Person is the sole trustee of Kathleen A. Young Living Trust.

Footnote F4

One-fourth (1/4th) of the shares subject to the option shall vest on the one-year anniversary of the vesting commencement date of January 1, 2025 (the "VCD"), and 1/36th of the remaining shares shall vest each month thereafter on the same day of the month as the VCD (or if there is no corresponding day, on the last day of the month), subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

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